3
Shared Docs
3
Same-Page
3 / 3
Mentions
IM. P. 6(e) Page 2 of 7 Account Number. CONFIDO. A: crt c:a) Med Cacellent Every Year Shwa 2007 DALIAlt RAI ID COMMUNICATIONS EXCLUDICE Owing Sough penting ac a wally owned subsidiary e4 The brat a New York Mellon CAS (OW Mellon) LIX.rnerrter FIllaktiaGM_ 00047349 DB-SDNY-0010173 EFTA_001579
Amount Currency 650.14 UST) 044 US0 PMORGAN CHASE BANK, Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information 0.00 650.18 450.18 USD 0.00 450.18 0.00 0.00 UST) Your Invetiment Specialist: ABR Contact Infoimition NEW YORK NY 10154.0003 Your Acc
P. 6(e) Page 7 of 9 Account Number A: :,ittSc):32. CONFIDO. AL- Rated Clairol Every Year Shwa 2007 DALIMRAIIDC0MMLINICATI0NS EXCLUDICt Owing Sough holing PIC a Sally owned subsidiary albs Bonita New York Melon Cannatim (MY Mellon) Pentree u.0 arta fi ti RAVAtiliegt 00 046789 DB-SDNY-0009613
Poor's ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. Client Service Information Your Investment Specialist: zai MARTIN ZEMAN Telephone Number 345 PARK AVENUE NEW YORK NY 10 154 Dented Information Page 13 of '5 CONFIDENTI
— PURSUANT TO FED. R CRIM. P. 6(e) NIG-024950 .•.,, CONFID L- Rated ballet (wry Yea Stitt 2007 DALIARRAIED COMMUNICATIO16 00:01DOCE Clewing 'Sough hails LI.C. • Sway sad subsidiary ol the Sank of New York Mellon C.:vanities (VW Menem) Pentwo LIX FINRAWORPM—°°°49° 12 DB-SDNY-0011836 EFTA_001
9.98 USD Record Dire Payabk Cute Cluentily Held Rite Waked Option Amount of Fragment 12111117 01111118 2,500.000 0.840000 Cash 2,100 00 Client Service Information Your !madman Specials: Conted Information JOSHUA SHOSHAN 280 PARK AVE- 3R0 FL NEW YORK NY 13017 Telephone Number: CONFIDENTIAL — PURSUANT TO F
Entities connected to both Sough and Client Service Information
Pershing
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONPershing LLC
ORGANIZATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONPie Chart
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
Baltimore
LOCATIONTAXABLE
ORGANIZATIONMoney Market Fund
ORGANIZATION
Jeff Sessions
PERSON
CUSTOMS
ORGANIZATIONON PERSHING'S
ORGANIZATIONUSAGES
ORGANIZATIONJersey City
LOCATIONINDEBTED TO PERSHING LLC
ORGANIZATION