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insurance products. ixludrg vaiabl rates, and 6i) shares of mutual funds registered nthe name of the account holder on the books of the issuer Or Vander agerrJ; • hvestmmt contracts a rreestment Serest, {e.g. Imbed panne-etas and private placements) that se not registered under the Securities Act o
lates o: the Maxim companies or spontan of he unit enestmers trusts we dimbute. - h eclInka to commissions received from the purchase and sale of NextShares lundk we ardor our affiliate receive an asset-based revenue sharing payment from ~Shares databulors, as wed as funding for technology development
insurance products. ixludrg vaiabl rates, and 6i) shares of mutual funds registered nthe name of the account holder on the books of the issuer Or Vander agerrJ; • hvestmmt contracts a rreestment Serest, {e.g. Imbed panne-etas and private placements) that se not registered under the Securities Act o
lates o: the Maxim companies or spontan of he unit enestmers trusts we dimbute. - h eclInka to commissions received from the purchase and sale of NextShares lundk we ardor our affiliate receive an asset-based revenue sharing payment from ~Shares databulors, as wed as funding for technology development
insurance products. ixludrg vaiabl rates, and 6i) shares of mutual funds registered nthe name of the account holder on the books of the issuer Or Vander agerrJ; • hvestmmt contracts a rreestment Serest, {e.g. Imbed panne-etas and private placements) that se not registered under the Securities Act o
lates o: the Maxim companies or spontan of he unit enestmers trusts we dimbute. - h eclInka to commissions received from the purchase and sale of NextShares lundk we ardor our affiliate receive an asset-based revenue sharing payment from ~Shares databulors, as wed as funding for technology development
insurance products. ixludrg vaiabl rates, and 6i) shares of mutual funds registered nthe name of the account holder on the books of the issuer Or Vander agerrJ; • hvestmmt contracts a rreestment Serest, {e.g. Imbed panne-etas and private placements) that se not registered under the Securities Act o
lates o: the Maxim companies or spontan of he unit enestmers trusts we dimbute. - h eclInka to commissions received from the purchase and sale of NextShares lundk we ardor our affiliate receive an asset-based revenue sharing payment from ~Shares databulors, as wed as funding for technology development
insurance products. ixludrg vaiabl rates, and 6i) shares of mutual funds registered nthe name of the account holder on the books of the issuer Or Vander agerrJ; • hvestmmt contracts a rreestment Serest, {e.g. Imbed panne-etas and private placements) that se not registered under the Securities Act o
s of the instance companies or sponsors of the unit Meaner/ trusts we distribute. - h a:talon to commissions marred from the purchase and sale of NextShares h.nds we ardor or affiliate receive an asset-based revenue sharing payment Iran NewShares distrixson, as mil as funding for technology development
Entities connected to both Vander and NextShares

Ghislaine Maxwell
PERSON
Condoleezza Rice
PERSONRussell 3000
ORGANIZATIONWeehawken
LOCATIONNnandal
ORGANIZATIONLBS AG
ORGANIZATIONHarbor Boulevard
LOCATIONBOSTON MA
LOCATIONFutter
PERSONSecurein
PERSONLBS Fiuncial
LOCATIONClient Relationshp
PERSONBak USA
PERSON
Jean-Luc Brunel
PERSONFinnan
PERSONThe Firma Cad Issuer
ORGANIZATIONFirms
ORGANIZATION
UBS AG
ORGANIZATIONVisa U.S.A.
ORGANIZATIONLOS Statement of
ORGANIZATION