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ent (1) above, please initial the following only if such applicable Public Company or Covered Non-Public Company. (a; is currently a client receiving Investment Banking Services provided by a FINRA member, or has paid compensation to a FINRA member for investment Banking Services in the past 12 months. (b) expects to retain
in (h). (j) A person that owns directly or indirectly 10% or more of a public reporting company listed (on required to be listed) in Schedule A of Form BD with respect to a Covered Broker Dealer, other than a public company that is listed on a national securities exchange. (k) A person that owns dire
nt (1) above, please initial the following only if such applicable Public Company or Covered Non-Public Company: (a) is currently a client receiving Investment Banking Services provided by a FINRA member, or has paid compensation to a FINRA member for Investment Banking Services in the past 12 months; (b) expects to retain
in (h); (j) A person that owns directly or indirectly 10% or more of a public reporting company listed (or required to be listed) in Schedule A of Form BD with respect to a Covered Broker Dealer, other than a public company that is listed on a national securities exchange; (k) A person that owns dire
(1) above, please initial the following only if such applicable Public Company or Covered Non-Public Company: - (a) is currently a client receiving Investment Banking Services provided by a FINRA member, or has paid compensation to a FINRA member for Investment Banking Services in the past 12 months: - (b) expects to ret
in (h). (j) A person that owns directly or indirect& 10% or more of a public reporting company listed (or required to be listed) in Schedule A of Form BD with respect to a Covered Broker Dealer, other than a public company that is listed on a national securities exchange, (k) A person that owns direc
Entities connected to both Investment Banking Services and Form BD
Keogh
ORGANIZATIONNon-Public Company
ORGANIZATION
Ghislaine Maxwell
PERSONMaterial Support
ORGANIZATIONCollective Investment Account
ORGANIZATIONCovered Broker Dealer
ORGANIZATIONCovered Non-Public Company
ORGANIZATIONCovered Broker
ORGANIZATIONUBS Alternative Investments US
ORGANIZATIONBranch Managers
ORGANIZATIONDelegate
ORGANIZATIONthe Memorandum
ORGANIZATIONInvestment Company
ORGANIZATIONSubscription Booklet
ORGANIZATIONthe Fund Investment Application
ORGANIZATIONQuickCard
ORGANIZATION
Samantha Power
PERSON
George W. Bush
PERSONThis Placement Fee
ORGANIZATION
Limited Liability Company
ORGANIZATION