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ent (1) above, please initial the following only if such applicable Public Company or Covered Non-Public Company. (a; is currently a client receiving Investment Banking Services provided by a FINRA member, or has paid compensation to a FINRA member for investment Banking Services in the past 12 months. (b) expects to retain
ides to such person Material Support; (h) A person listed required to be listed) in Schedule A or Schedule C to Form BD as owning 10% or more of a Covered Broker Dealer; (i) A person listed (or reclined to be listed) in Schedule B or Schedule C of Form BD whose ownership interest is in a person listed in (
nt (1) above, please initial the following only if such applicable Public Company or Covered Non-Public Company: (a) is currently a client receiving Investment Banking Services provided by a FINRA member, or has paid compensation to a FINRA member for Investment Banking Services in the past 12 months; (b) expects to retain
s to such person Material Support; (h) A person listed (or required to be listed) in Schedule A or Schedule C to Form BD as owning 10% or more of a Covered Broker Dealer; (i) A person listed (or required to be listed) in Schedule B or Schedule C of Form BD whose ownership interest is in a person listed in (
(1) above, please initial the following only if such applicable Public Company or Covered Non-Public Company: - (a) is currently a client receiving Investment Banking Services provided by a FINRA member, or has paid compensation to a FINRA member for Investment Banking Services in the past 12 months: - (b) expects to ret
s to such person Material Support; (h) A person listed Cot required to be listed) in Schedule A or Schedule C to Form BD as owning 10% or more of a Covered Broker Dealer; (i) A person listed (or required to be listed) in Schedule B or Schedule C of Form BD whose ownership interest is in a person listed in (
Entities connected to both Investment Banking Services and Covered Broker
Non-Public Company
ORGANIZATION
Ghislaine Maxwell
PERSONMaterial Support
ORGANIZATIONForm BD
ORGANIZATIONCovered Broker Dealer
ORGANIZATIONCollective Investment Account
ORGANIZATIONthe Memorandum
ORGANIZATIONDelegate
ORGANIZATIONBranch Managers
ORGANIZATIONKeogh
ORGANIZATIONSubscription Booklet
ORGANIZATIONthe Fund Investment Application
ORGANIZATIONQuickCard
ORGANIZATIONUBS Alternative Investments US
ORGANIZATIONThis Placement Fee
ORGANIZATIONInvestment Company
ORGANIZATIONthe Commodity Futures Trading Commission
ORGANIZATIONthe National Futures Association
ORGANIZATIONAl Investor Service
ORGANIZATIONCovered Non-Public Company
ORGANIZATION