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Covered Non-Public Company: (3) II you initialed statement (1) above, please initial the following only if such applicable Public Company or Covered Non-Public Company. (a; is currently a client receiving Investment Banking Services provided by a FINRA member, or has paid compensation to a FINRA member for investme
O has the authority to buy or sell securities for a bank, savings and loan institution, insurance company, investment company, investment adviser or Collective Investment Account, (g) An Immediate family Member of a person specified in (e) or (0 above who receives from or provides to such person Material Support; (h) A pers
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or The Investor, a any person having a Beneficial Interest in the Invests, is (i) an executive officer or director of a Public Company or a Covered Non-Public Company, or (ii) a person receiving Material Support by an executive officer or director of a Public Company or a Covered Non-Public Company (any person in
ho has the authority to buy or sell securities fa a bank, savings and loan institution, insurance company, investment company, investment adviser or Collective Investment Account; (9) An Immediate Family Member of a person specified in (e)or (0 above who receives from or provides to such person Material Support; (h) A perso
2 mentions1 same-page
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• The Investor, or any person having a Beneficial Interest in the Investor, is (0 an executive officer or director of a Public Company or a Covered Non-Public Company, or (i) a person receiving Material Support by an executive officer or director of a Public Company or a Covered Non-Public Company (any person in (
o has the authority to buy or sell securities for a bank, savings and loan institution, insurance company. investment company, investment adviser or Collective Investment Account; (g) An Immediate Family Member of a person specified in (e) or (0 above who receives from or provides to such person Material Support; (h) A pers
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Mutual Connections (22)
Entities connected to both Non-Public Company and Collective Investment Account
Ghislaine Maxwell
PERSON4 w/ Non-Public·4 w/ Collective
Keogh
ORGANIZATION4 w/ Non-Public·3 w/ Collective
Form BD
ORGANIZATION4 w/ Non-Public·3 w/ Collective
Covered Broker Dealer
ORGANIZATION3 w/ Non-Public·4 w/ Collective
Investment Banking Services
ORGANIZATION4 w/ Non-Public·3 w/ Collective
the Memorandum
ORGANIZATION3 w/ Non-Public·3 w/ Collective
Subscription Booklet
ORGANIZATION3 w/ Non-Public·3 w/ Collective
the Fund Investment Application
ORGANIZATION3 w/ Non-Public·3 w/ Collective
QuickCard
ORGANIZATION3 w/ Non-Public·3 w/ Collective
UBS Alternative Investments US
ORGANIZATION3 w/ Non-Public·3 w/ Collective
Branch Managers
ORGANIZATION3 w/ Non-Public·3 w/ Collective
Covered Broker
ORGANIZATION3 w/ Non-Public·3 w/ Collective
Material Support
ORGANIZATION3 w/ Non-Public·3 w/ Collective
Covered Non-Public Company
ORGANIZATION3 w/ Non-Public·2 w/ Collective
the Commodity Futures Trading Commission
ORGANIZATION2 w/ Non-Public·3 w/ Collective
Investment Company
ORGANIZATION3 w/ Non-Public·2 w/ Collective
Delegate
ORGANIZATION3 w/ Non-Public·2 w/ Collective
Undersigned
ORGANIZATION2 w/ Non-Public·2 w/ Collective
the National Futures Association
ORGANIZATION2 w/ Non-Public·2 w/ Collective
This Placement Fee
ORGANIZATION2 w/ Non-Public·2 w/ Collective