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instructions, or call UBS Altemative Investments US at 888-962-3842, option 1, sub option 4. • All Investor Applications must be submitted on FIA to UBS Alternative Investments US no later than 4 full business days prior to month's end. ML281817-MAXWELL CONFIDENTIAL Private and Confidential SDNY_GM_00020459 EFTA_00131079
ent (1) above, please initial the following only if such appricabk PublX Company or Covered Non-Public Company:. (a) is currently a client receiving Investment Banking Services crowded by a FINRA member, or has paid compensation to a FINRA member for Investment Banking Services in the past 12 months; (b) expects to retain
cial Advisors/Branch Managers • Please refer to the Fund Investment Application ("FIA") QuickCard for application submission instructions, or call UBS Alternative Investments US at 888-962-3842, option 1, sub option 4. • Effective July 1, 2014, FATCA compliant W-9s and W-8BENs are required for clients to execute new inves
ent (1) above, please initial the following only if such applicable Public Company or Covered Non-Public Company. (a; is currently a client receiving Investment Banking Services provided by a FINRA member, or has paid compensation to a FINRA member for investment Banking Services in the past 12 months. (b) expects to retain
ted submission instructions. • Please refer to the Fund Investment Application ("FIA") QuickCard for application submission instructions, or call UBS Alternative Investments US at 888-962-3842, option 1, sub option 4. • All Investor Applications must be submitted on FIA to UBS Alternative Investments US no later than 4 fu
nt (1) above, please initial the following only if such applicable Public Company or Covered Non-Public Company: (a) is currently a client receiving Investment Banking Services provided by a FINRA member, or has paid compensation to a FINRA member for Investment Banking Services in the past 12 months; (b) expects to retain
Entities connected to both UBS Alternative Investments US and Investment Banking Services
Subscription Booklet
ORGANIZATION
Ghislaine Maxwell
PERSONQuickCard
ORGANIZATIONthe Fund Investment Application
ORGANIZATIONKeogh
ORGANIZATIONBranch Managers
ORGANIZATIONthe Memorandum
ORGANIZATIONNon-Public Company
ORGANIZATIONDelegate
ORGANIZATIONUBS Financial Services Inc.
ORGANIZATIONUndersigned
ORGANIZATIONCovered Broker Dealer
ORGANIZATIONCollective Investment Account
ORGANIZATION
Limited Liability Company
ORGANIZATIONSocial Security/Tax
ORGANIZATIONthis Investor Application
ORGANIZATION
the U.S. Treasury Department
ORGANIZATION
Samantha Power
PERSONComplex Admin
ORGANIZATION
George W. Bush
PERSON