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on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00009588 CONFIDENTIAL EFTA01597255 Important
D shares of mutual funds registered in the name of the axon holder on the books of the issuer a transfer agerrJ; • hvesunmt contracts or rwestment Swot W.g., Imbed partnerships and private placements) that are not registered under the Securities Act of 1933; • Commodities contracts (e.g., foreign excha
on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00009636 CONFIDENTIAL EFTA01597303 Important
D shares of mutual funds registered in the name of the axon holder on the books of the issuer a transfer agerrJ; • hvesunmt contracts or rwestment Swot W.g., Imbed partnerships and private placements) that are not registered under the Securities Act of 1933; • Commodities contracts (e.g., foreign excha
on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00009686 CONFIDENTIAL EFTA01597353 Important
D shares of mutual funds registered in the name of the axon holder on the books of the issuer a transfer agerrJ; • hvesunmt contracts or rwestment Swot W.g., Imbed partnerships and private placements) that are not registered under the Securities Act of 1933; • Commodities contracts (e.g., foreign excha
on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00009834 CONFIDENTIAL EFTA01597501 Important
D shares of mutual funds registered in the name of the axon holder on the books of the issuer a transfer agerrJ; • hvesunmt contracts or rwestment Swot W.g., Imbed partnerships and private placements) that are not registered under the Securities Act of 1933; • Commodities contracts (e.g., foreign excha
on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00009738 CONFIDENTIAL EFTA01597405 Important
D shares of mutual funds registered in the name of the axon holder on the books of the issuer a transfer agerrJ; • hvesunmt contracts or rwestment Swot W.g., Imbed partnerships and private placements) that are not registered under the Securities Act of 1933; • Commodities contracts (e.g., foreign excha
Entities connected to both LOS Statement of and Swot W.g.

Ghislaine Maxwell
PERSONRussell 3000
ORGANIZATION
Condoleezza Rice
PERSONHarbor Boulevard
LOCATIONWeehawken
LOCATIONBOSTON MA
LOCATION
UBS AG
ORGANIZATIONNnandal
ORGANIZATIONOnline Services
ORGANIZATIONBak USA
PERSONSCOTT STACK
ORGANIZATIONBrie USA
LOCATIONLBS AG
ORGANIZATIONHamel
PERSONLBS FDICansured Deposit
LOCATION
Jean-Luc Brunel
PERSONFirms
ORGANIZATIONLBS Fiuncial
LOCATIONFirma
ORGANIZATIONFinnan
PERSON