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ted Monition on the I ere's lensing practices ma intuit. ram to you Clem Relaitailli> Agnomen a Anon Arawnent and the General Tres and Conditions. LOS Statement of Credit Practices awe** n Agreements and/Pee/ow/es at raw nun en•niateneinerbvinuorpl, SDNY_GM_00027712 EFTA_00138332 EFTA01278941 I m p o r t
nd paten metal contracts), incleng futures contracts and cornodity option contract,, and • Deposit uproots (except certificates d deposit) at UBS Brie USA. UBS AG U S. branches and bat 6 the FDIC Insured Deposit Program. The SIP( protection and the upplerneoul protection do not apply to there onsets
and phis cus metal contracts), mann; loses contracts arid commodity op ion contracts, and • Deposit mewls (except certificates of dromit) at UBS Brie USA, (IBS AGO S. branches and bales 6 the FDIC Insured Deposit Program. The SIP( protection and the sodOwneotal protection do not apply to thew anus e
ormation on the Stars lercIng practices ad cambiums. refer to you Clem Retelicashi> agreement cr 'Wan Atywmnt and the General Tenn and Conditions. LOS Statement of Credit Practices assailable in Asmements and Oiscburres at yraw. nh raa. ',era}, SDNY_G M_0002 3280 EFTA 00133900 EFTA01275671 I yorlaut infor
tradng (modem% an other candrealcn from mutual funds and entrance company; whose donne we Morbid* CONFIDENTIAL — We grew (ColperbStilial Iran WS Brie USA, CBS AG Surrdoni Branch and newaff dieted banks tFrouts our cash creep Foo7aTh That compensation may beano-thy per roost fee or may be a percenta
on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00009588 CONFIDENTIAL EFTA01597255 Important
ding CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percent
on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00009636 CONFIDENTIAL EFTA01597303 Important
ding CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percent
on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00009686 CONFIDENTIAL EFTA01597353 Important
ding CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percent
on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00009834 CONFIDENTIAL EFTA01597501 Important
ding CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percent
on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00009786 CONFIDENTIAL EFTA01597453 Important
ding CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percent
on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00009738 CONFIDENTIAL EFTA01597405 Important
ding CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percent
on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00009882 CONFIDENTIAL EFTA01597549 Important
ding CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percent
Entities connected to both LOS Statement of and Brie USA
Russell 3000
ORGANIZATION
Ghislaine Maxwell
PERSON
Condoleezza Rice
PERSONHarbor Boulevard
LOCATIONWeehawken
LOCATION
UBS AG
ORGANIZATIONNnandal
ORGANIZATIONBOSTON MA
LOCATIONOnline Services
ORGANIZATIONSCOTT STACK
ORGANIZATIONLBS AG
ORGANIZATIONBak USA
PERSON
Prince Charles
PERSON
Puerto Rico
LOCATION
Vicky Ward
PERSONCHARLES ST
LOCATIONFutter
PERSONHamel
PERSON
U.S. Treasury
ORGANIZATIONFinnan
PERSON