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for approved KYC. CIL CI 7 ,) 9 2) Pre De Force KYC s awe GCISI vitiate the KYC can be located' De ettliedy (1 1 t Cle- rg‘ Y4 7Y SktrallibiW Finnan' 8 Income Privacy Notice given to client by: fax In Person (AOG SOX Verification Completed: Last Update: 10/28/10 Account Opening Mktg 06 Au
. Pertnenehips1hat conduct • trade a bunsIn the United ha ea gsnnly nuked to pay • wfidsolday lax on ay fart oortrenV Mao of bonne from such buns. Futter, In oath can awn. • Form WO has not bon ~ea a estrarehle Y neared to presume that • wen • *nun whoa and pay IS wIthholdIng tro Thnin If you ono a
Investment objectives The nvestment objecuros and risk profile are specific to each account and may vary between you. accounts. Please advise the Finnan:may in writing of an significant change in you lino eizA situation investment objectives_ For each account held, you choose are of the Ioeowing in
n balances n the bank deposes may be wihdrann and shares of a Money Fund may be liaidated, end the proceeds returned to you or you martin accent. Futter nkonaton about available sweep options, reludig current interest rates and yields, is evadable at vieww.ubs comrsarepyields, from yore intend.' Advi
Investment objectives The nvestment objecuros and risk profile are specific to each account and may vary between you. accounts. Please advise the Finnan:may in writing of an significant change in you lino eizA situation investment objectives_ For each account held, you choose are of the Ioeowing in
n balances n the bank deposes may be wihdrann and shares of a Money Fund may be liaidated, end the proceeds returned to you or you martin accent. Futter nkonaton about available sweep options, reludig current interest rates and yields, is evadable at vieww.ubs comrsarepyields, from yore intend.' Advi
Investment objectives The nvestment objecuros and risk profile are specific to each account and may vary between you. accounts. Please advise the Finnan:may in writing of an significant change in you lino eizA situation investment objectives_ For each account held, you choose are of the Ioeowing in
n balances n the bank deposes may be wihdrann and shares of a Money Fund may be liaidated, end the proceeds returned to you or you martin accent. Futter nkonaton about available sweep options, reludig current interest rates and yields, is evadable at vieww.ubs comrsarepyields, from yore intend.' Advi
Investment objectives The nvestment objecuros and risk profile are specific to each account and may vary between you. accounts. Please advise the Finnan:may in writing of an significant change in you lino eizA situation investment objectives_ For each account held, you choose are of the Ioeowing in
n balances n the bank deposes may be wihdrann and shares of a Money Fund may be liaidated, end the proceeds returned to you or you martin accent. Futter nkonaton about available sweep options, reludig current interest rates and yields, is evadable at vieww.ubs comrsarepyields, from yore intend.' Advi
Investment objectives The nvestment objecuros and risk profile are specific to each account and may vary between you. accounts. Please advise the Finnan:may in writing of an significant change in you lino eizA situation investment objectives_ For each account held, you choose are of the Ioeowing in
n balances n the bank deposes may be wihdrann and shares of a Money Fund may be liaidated, end the proceeds returned to you or you martin accent. Futter nkonaton about available sweep options, reludig current interest rates and yields, is evadable at vieww.ubs comrsarepyields, from yore intend.' Advi
Investment objectives The nvestment objecuros and risk profile are specific to each account and may vary between you. accounts. Please advise the Finnan:may in writing of an significant change in you lino eizA situation investment objectives_ For each account held, you choose are of the Ioeowing in
n balances n the bank deposes may be wihdrann and shares of a Money Fund may be liaidated, end the proceeds returned to you or you martin accent. Futter nkonaton about available sweep options, reludig current interest rates and yields, is evadable at vieww.ubs comrsarepyields, from yore intend.' Advi
Investment objectives The nvestment objecuros and risk profile are specific to each account and may vary between you. accounts. Please advise the Finnan:may in writing of an significant change in you lino eizA situation investment objectives_ For each account held, you choose are of the Ioeowing in
n balances n the bank deposes may be wihdrann and shares of a Money Fund may be liaidated, end the proceeds returned to you or you martin accent. Futter nkonaton about available sweep options, reludig current interest rates and yields, is evadable at vieww.ubs comrsarepyields, from yore intend.' Advi
Investment objectives The nvestment objecuros and risk profile are specific to each account and may vary between you. accounts. Please advise the Finnan:may in writing of an significant change in you lino eizA situation investment objectives_ For each account held, you choose are of the Ioeowing in
n balances n the bank deposes may be wihdrann and shares of a Money Fund may be liaidated, end the proceeds returned to you or you martin accent. Futter nkonaton about available sweep options, reludig current interest rates and yields, is evadable at vieww.ubs comrsarepyields, from yore intend.' Advi
Investment objectival The nvestment objetivos and tisk profile are specific to each account add may vary between yam accounts. Please advise the Finnan:not& in writing of ay uthileant change in you financial situation a investment objectives_ For each account held, you choose one of the following
etimes in the bark deposes may be withdrawn. and shares of a Money Fund may be liaidated. end the proceeds reamed to you cr you acuities account. Futter nkanatfto about wadable sweep options, Mixing current interest rates and yields, is available a www.ubs coma...rem:ads, nom you Pruncial Adviser a
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Ghislaine Maxwell
PERSONRussell 3000
ORGANIZATIONLBS AG
ORGANIZATIONBOSTON MA
LOCATIONWeehawken
LOCATION
Condoleezza Rice
PERSONHarbor Boulevard
LOCATIONSecurein
PERSONLBS Fiuncial
LOCATIONFirms
ORGANIZATIONNnandal
ORGANIZATIONClient Relationshp
PERSONThe Firma Cad Issuer
ORGANIZATIONBak USA
PERSONVander
PERSONLBS Smuts LLC
ORGANIZATIONFinis Client Relations Department
ORGANIZATIONUtS Sweep Options
ORGANIZATIONSCOTT STACK
ORGANIZATIONandDiscbsures
PERSON