Epstein Secrets

06812 (I) Classification: For internal tree only From: Daniel Sabba Sent: Wednesday, November 09, 2016 6:18 PM To: Todd Stevens; Zbynek Kozelsky; Darlene Zong; Vahe Stepanian Subject: FW: High Risk KYC Request: Southern Financial, LLC - CRDS ID: 1007406812 [I] Todd let's discuss how to respond. Origina

From: Todd Stevens Sent: 11/9/2016 6:20:17 PM To: Stewart Oldfield Subject: FW: High Risk KYC Request: Southern Financial, LLC - CRDS ID: 1007406812 (I) Classification: For internal tree only From: Daniel Sabba Sent: Wednesday, November 09, 2016 6:18 PM To: Todd Stevens; Zbynek Koz

Original Message From: Vahe Stepanian Sent: Wednesday, November 09, 2016 02:04 PM Pacific Standard Time To: kyc outreachteam Cc: Daniel Sabba, Darlene Zong Subject: RE: High Risk KYC Request: Southern Financial, LLC - CRDS ID: Classification: For Internal use only Acknowledged, and adding the main cover

From: Daniel Sabba Sent: 11/9/2016 6:21:22 PM To: Vahe Stepanian Subject: RE: High Risk KYC Request: Southern Financial, LLC - CRDS ID: Did an attachment come with this? [I] Original Message From: Vahe Stepanian Sent: Wednesday, November 09, 2016 02:04 PM Pacific Standard Time

From: Darlene Zong [ Sent: 11/9/2016 5:04:18 PM To: Vahe Stepanian Subject: Automatic reply: High Risk KYC Request: Southern Financial, LLC - CRDS ID: [I) Thank

From: Darlene Zong [ Sent: 11/9/2016 5:04:18 PM To: Vahe Stepanian Subject: Automatic reply: High Risk KYC Request: Southern Financial, LLC - CRDS ID: [I) Thanks for you email. I am currently out of office and might have intermittent access to emails. For urgent matters, please contact Daniel Sa

Classification: For internal use only FYI From: Vahe Stepanian Sent: Wednesday, November 16, 2016 8:43 AM To: kyc outreachteam Cc: Daniel Sabba; Darlene Zong Subject: RE: High Risk KYC Request: Southern Financial, LLC - CRDS ID: 1007406812 [I] Classification: For internal use only Michael - I'm following

From: Vahe Stepanian Sent: 11/16/2016 12:06:54 PM To: Mark Whyman I Subject: RE: High Risk KYC Request: Southern Financial, LLC - CRDS ID: 1007406812 [I] Classification: For internal use only All great questions. Will call you to discuss later this afternoon. From: Mark Whyman Sent:

- CRDS ID: Classification: For Internal use only From: Daniel Sabba Sent: Wednesday, November 09, 2016 6:18 PM To: Todd Stevens; Zbynek Kozelsky; Darlene Zong; Vahe Stepanian Subject: FW: High Risk KYC Request: Southern Financial, LLC - CRDS ID: Todd let's discuss how to respond. Original Message From

From: Stewart Oldfield Sent: 11/9/2016 9:03:00 PM To: Todd Stevens Subject: Re: High Risk KYC Request: Southern Financial, LLC - CRDS ID: Classification: For Internal Use Only Thanks. Let me know what they need my help with. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust

DS ID: 1007406812 (I) Classification: For internal use only From: Todd Stevens Sent: Wednesday, November 16, 2016 8:14 AM To: Vahe Stepanian Cc: Darlene Zong; Daniel Sabba Subject: RE: High Risk KYC Request: Southern Financial, LLC - CRDS ID: 1007406812 [I] Classification: For internal use only proceed

From: Daniel Sabba Sent: 11/16/2016 8:49:46 AM To: Zbynek Kozelsky Subject: FW: High Risk KYC Request: Southern Financial, LLC - CRDS ID: 1007406812 (I) Classification: For internal use only From: Todd Stevens Sent: Wednesday, November 16, 2016 8:14 AM To: Vahe Stepanian Cc: Darle

From: Vahe Stepanian Sent: Monday, November 14, 2016 8:36 AM To: Todd Stevens; Daniel Sabba Cc: Darlene Zong Subject: FW: High Risk KYC Request: Southern Financial, LLC - CRDS ID: Classification: For Internal use only Todd / Daniel — can we please discuss t

n Sent: Monday, November 14, 2016 8:36 AM To: Todd Stevens; Daniel Sabba Cc: Darlene Zong Subject: FW: High Risk KYC Request: Southern Financial, LLC - CRDS ID: Classification: For Internal use only Todd / Daniel — can we please discuss this week? Would like to be responsive to our GM colleagues. Thanks,