Epstein Secrets

06812 (I) Classification: For internal tree only From: Daniel Sabba Sent: Wednesday, November 09, 2016 6:18 PM To: Todd Stevens; Zbynek Kozelsky; Darlene Zong; Vahe Stepanian Subject: FW: High Risk KYC Request: Southern Financial, LLC - CRDS ID: 1007406812 [I] Todd let's discuss how to respond. Origina

- CRDS ID: 1007406812 [I] Classification: For Internal use only Acknowledged, and adding the main coverage team here. We'll be back to you. From: Michael Valencia On Behalf Of kyc outreachteam Sent: Wednesday, November 09, 2016 5:00 PM To: Vahe Stepanian Subject: High Risk KYC Request: Southern Financial, LL

From: Vahe Stepanian Sent: 11/14/2016 10:31:31 AM To: Todd Stevens[ CC: Darlene Zong Subject: ; Daniel Sabba I I; Stewart Oldfield RE: High Risk KYC Request: Southern Financial, LLC • CRDS ID: 1007406812 [II Classification: For Int

tion: For Internal use only Todd / Daniel — can we please discuss this week? Would like to be responsive to our GM colleagues. Thanks, Vahe From: Michael Valencia On Behalf Of kyc outreachteam Sent: Monday, November 14, 2016 8:34 AM To: Vahe Stepanian Cc: Daniel Sabba; Darlene Zong Subject: RE: High Risk KY

Original Message From: Vahe Stepanian Sent: Wednesday, November 09, 2016 02:04 PM Pacific Standard Time To: kyc outreachteam Cc: Daniel Sabba, Darlene Zong Subject: RE: High Risk KYC Request: Southern Financial, LLC - CRDS ID: Classification: For Internal use only Acknowledged, and adding the main cover

Financial, LLC - CRDS ID: Classification: For Internal use only Acknowledged, and adding the main coverage team here. We'll be back to you. From: Michael Valencia On Behalf Of kyc outreachteam Sent: Wednesday, November 09, 2016 5:00 PM To: Vahe Stepanian Subject: High Risk KYC Request: Southern Financial, LL

- CRDS ID: Classification: For Internal use only From: Daniel Sabba Sent: Wednesday, November 09, 2016 6:18 PM To: Todd Stevens; Zbynek Kozelsky; Darlene Zong; Vahe Stepanian Subject: FW: High Risk KYC Request: Southern Financial, LLC - CRDS ID: Todd let's discuss how to respond. Original Message From

Financial, LLC - CRDS ID: Classification: For Internal use only Acknowledged, and adding the main coverage team here. We'll be back to you. From: Michael Valencia On Behalf Of kyc outreachteam Sent: Wednesday, November 09, 2016 5:00 PM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0061273 CONFIDE

From: Vahe Stepanian Sent: Monday, November 14, 2016 8:36 AM To: Todd Stevens; Daniel Sabba Cc: Darlene Zong Subject: FW: High Risk KYC Request: Southern Financial, LLC - CRDS ID: Classification: For Internal use only Todd / Daniel — can we please discuss t

tion: For Internal use only Todd / Daniel — can we please discuss this week? Would like to be responsive to our GM colleagues. Thanks, Vahe From: Michael Valencia On Behalf Of kyc outreachteam Sent: Monday, November 14, 2016 8:34 AM To: Vahe Stepanian Cc: Daniel Sabba; Darlene Zong Subject: RE: High Risk KY