Document Mentions (3 shared documents)

EFTA01282195

3 mentions1 same-page

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: Country: Est Assets Under Mgt: Institutbo: Country: Est Assets Under Mgt: SDNYGM_00037547 CONFIDENTIAL- PURSUANT TO FED. R. e ' 0 N B- FIDENTIAL DSDNY-0000371 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00148159 EFTA01282220 KYC

(indicate phone no., fax no., e-mat address, etc.): 971-1314 Status : 6. Approved SDNY_GM_00037522 CONFIDENTIAL- PURSUANT TO FED. R. IA I ON FIDENTIAL DB-SONY-0000346 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00148134 EFTA01282195 K

lationship Name EPSTEIN, JEFFREY RELATIONSHIP Risk Rating Comments: Booking Center NY/ Offshore Cloffshore I: Mderate Risk 12 High Risk N NY (Complance Signature) 0 DB Employee 0 DB Managed PIC 0 Ce is Trustee/Co-Trustee 0 Bearer Shares 4. Attachments A. Type Photo ID Provided 21Dtivets License 2 Pa ■

EFTA01282070

2 mentions1 same-page

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indyke O O • O I21 • • • O O O O Epsten kik" O O • 10 O O O • O O SDNY_GM_00037350 CONFIDENTIAL - PURSUANT TO FED. R. t I ON FIDENTIAL DB-SONY-0000174 https://dbforcepb.my.salesforce.com/servlet/servlet.lntegration?lid=01N30000000D9Di&e... 7/11/2019 EFTA _00147962 EFTA01282071

OUTHERN FINANOAL RELATIONSHIP Risk Rating Comments: Booking Center O NY/Offshore O Moderate (Risk earra High Risk Gwen Hill NY • Offshore (Complance Signature) O DB Employee O DB Managed PIC O DB e Trustee/Co-Trustee O Bearer Shares 4. Attachments A. Type of Photo ID Provided @Drivers Ucense O Passpo

EFTA01282143

2 mentions1 same-page

Page ?Same page

contact (indicate phone no., fax no., e-mail address, etc.): Status : 6. Approved SDNY_GM_00037434 CONFIDENTIAL - PURSUANT TO FED. R. IA I ON FIDENTIAL DB-SONY-000025S https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00148046 EFTA01282143 K

PSTEIN, JEFFREY RBATIONSHIP Risk Rating Comments: Booking Center O NY/Offshore O Moderate (Risk batra No Risk Yoonsun Chung NY • Offshore (Complance Signature) O DB Employee O DB Managed PIC O C43 6 Trustee/Co-Trustee O Bearer Shares 4. Attachments A. Type of Photo ID Provided 12I Drivers License 12