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SUANT TO FED. R CRIM. P. 6(e) Account Number EONFIDO. L Rated ticellent trey Yew Since 2007 DALIAR MTV, COMMUNCATI0NS LXCILIANCI Page 5 of 18 Cleanng through fleabag 11Cawboly evened sabsidiary of TM Bank el New YM Mellon CarpoestIon (MY Mao) Perfhnx 11.C.nwetan inuiteAtikelt00046491 DS-SDNY-00
ed decision has been submitted by all parties to the Page 16 of 18 CONFIDENTIAL — PURSUANT TO FED. R CRINI P. 6(e) Account Number: Stetm CO Mene NFIDO' L-- Rated Eacellent trey Yew Since 2007 OMAR ItaTtO COMMUNICATIONS UMIAK E Clearing through Peaky LLC *lady evened sabtidiery of Me Melt a Ne
tCti`t )2: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO' L-- Rated [smiler., bey Yew Since 2007 DALIAR WED COMMUNICATIONS UCILLUKt Cleanng through hakes LC. • Say anti setaldiary of me Usk N New Vat Mellon Corporation (Ely Mew) Positing UK. merter Pkilliia.GM-00046573 DB-SDNY-0009397
RIM. P. 6(e) 1,226,777.22 USD Edkaaled Yield Page 10 of 28 Account Numbed= 2:ci:c Rated Eacellent Clain/glamor Iambic I1C gala/ evened C 0 NFIDO' oriummanoccmwmAanom cmemmmomvilmeem mamma Per, ltC. mamba remeNittellaieGM—00046592 trey Year Since 2007 istaldlarg of Thalamic al Newercelt M
NW -- Account Number ^ bled Lotlient C 0 NFIIDgs N AL_ MILLING( DALBAR RATIO COMMUNICATIONS 2:C::: cs, Even, Year Since 2007 Page 27 of 3' Cleanng through PenlikvIIC•aapronwil sabsidiary a The Mak a New Vat Mellon CarporatIon (MY Mellon) Pen hnx 11.C. rwr/on FtivRAPPMVELGM-00046692 DI3-SDNY-
ty disposal, and this may be reported on the IRS Form 1099.8. Page 20 of 3' Account Number: CO CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) NFIDO =:I Rated Excellent (very Year Since 2007 DALBAR MTV) COMMUNICATONT EXCO.LINCI Clewing through PenhinlIC • Say °mai Meld's." of TM Usk el New
0 17.944.44 85.000.00 10.24% 90100242CSF3002 CON5FIDOP Rated tactile.% trey Yew Since 2007 DALIARIATI0 COMMUNICATIONS (XCILUNCI Page 4 of 3' Cleanng through Pershing LC. a *lay evened stall." a The Bank el New Yak Meta CancatIon Ma Mao) Per 91. inx 11.C. menbt• ormA.SCAt4XatelL 00046232 DE1-SD
7.37 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) BO $302i6r530O 25 NFIDO. L Rated EXCIIiiefit (my Yew Same 2007 MAAR WM COMMUNICATIONS EXCILSOICE Page 1 of 34 °awns thsougt Neaten I.LC. atalayievaned WfrOdialy of The
Entities connected to both Cleanng and NFIDO
the Options Clearing Corporation
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATION
CUSTOMS
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATIONThe European Central Bank
ORGANIZATION
Baltimore
LOCATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONthe State of New York
LOCATIONON PERSHING'S
ORGANIZATIONLegal Department
ORGANIZATION
Jeff Sessions
PERSONPershing
LOCATIONPershing LLC
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION
Angela Merkel
PERSONUSAGES
ORGANIZATIONJersey City
LOCATIONthe Pershing Customer Service Department
ORGANIZATION