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able proprietary money market and mutual fund assets that are part of my account and to transfer the resulting credit balance to my account with TO Amentrade. If the fund is unable to be held by TO Ameritrade. I (please initial here) authorize the Transferor fo liquidate and transfer as cash. C 0 E N T
Estate O Traditional or Rollover IRA O Roth IRA O Beneficiary IRA O Beneficiary Roth IRA O Qualified Plan (401k, 4038, PSP, etc.) O SIMPLE IRA K SEP IRA 00ther If the registrations do not match, you may either establish a new account online at www.tdameritrade.com or you must supply additional docu
our TD Ameritrade Account (The registration of the account being transferred should match your TO Ameritrade account and the Tax ID for both the TO Amentrade account and account being transferred.) Account Number (Required): one per form) 867-730320 Account RegIstratIonfrdle: SOUTHERN FINANCIAL LLC S
tate El Traditional or Rollover IRA EI Roth IRA K Beneficiary IRA K Beneficiary Roth IRA K Qualified Plan (401k, 403B, PSI? etc.) O SIMPLE IRA K SEP IRA pother: 2. PLEASE PROVIDE INFORMATION ABOUT THE DELIVERING ACCOUNT (As directed in Section 1 both registration and Tax IDs forthe TO Amended° ac
Employer/Agent Signature above hereby authorizes 70 Ameritrade Clearing, Inc. to accept Its exchange. Date: (Medation Signature Guarantee - For TO Amentrade Use Only) Dase: 7/ 25/20// individual, and as custodian, we agree to (Medallion Signature Guarantee - For TO Amertado Use Only) Investment Produc
RA Corp/Business K Beneficiary Roth IRA ❑UGMA/UTMA K Qualified Plan (401k, 403B, PSP, etc.) Contra/Delivering Frm Email: ❑Estate K SIMPLE IRA K SEP IRA Account Type (select one) ❑Other: ❑Individual — (Non IRA) K Traditional or Rollover IRA ❑Joint K Roth IRA ❑Trust K Beneficiary IRA K Corp/B
Entities connected to both Amentrade and K SEP IRA

Omaha
LOCATIONTrust Companies
ORGANIZATIONthe Tax ID
ORGANIZATION
TD Ameritrade
ORGANIZATIONIndividual to Joint
ORGANIZATIONLiquidation Transfer
ORGANIZATIONThe Toronto-Dominion Bank
ORGANIZATIONORedeem
PERSONBank/Credit Union
ORGANIZATIONTD Ameritrade IP Company, Inc.
ORGANIZATIONTD Ameritrade Clearing, Inc.
ORGANIZATIONNo Bank Guarantee '
ORGANIZATIONFINRNSIPC
ORGANIZATIONTD AMERITRADE CLIENT
ORGANIZATIONClearing, Inc.
ORGANIZATION❑Individual
ORGANIZATION