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y. For any investment inatniMents that have a renewal deadline, maturity date, surrender charge period/window etc., paperwork must be received by TO Ameritrade in good order three weeks prior to the firm deadline to allow /or proper processing times. To liquidate a CO held in a non-refirement account, confe

our 1D Amodtrado Account (The registration of the account being transferred should match your TD Anteritrade account and the Tax ID for both the TO Amentrade account end account being transferred.) Account Number (Required). (Only one per form) Account Registra SOUTHERN FINANCIAL LLC Sods' Se /Tax I

(Page 1 of 3) 1D Ameritrade PO Box 2760s Omaha. NE 66103-2760 Fax: 866-168.8768 Trading Authorization Agreement If you are wanting to add an Authorized Agent/Officer;Partner

leverrenl Proeucts: Not FDIC bend • No Bask Butifilibe ' May Lose Va ej TO Arrefaracie. Inc. ono 1D Amorgrade Clearmg. Inc , members FINFUUSIPC. 1D Amentrade is a thademark Minn owned by TO amerbrado IP Company. Inc. and The TrotlIO.DOrrenion Oars. IP 2017 TDAmetirrecle Page 3d3 CONFIDENTIAL 10AC7331M/

RA O SEP IRA pother: 2. PLEASE PROVIDE INFORMATION ABOUT THE DELIVERING ACCOUNT (As deeded in Section 1 both registration and Tax Os for the TO Ameritrade account and &gownt being transferred should match.) Account Number (Required): (O* one Perform) N4G•023804 Account Recielrationfrate: SOUTHERN FI

able proprietary money market and mutual fund assets that are part of my account and to transfer the resulting credit balance to my account with TO Amentrade. If the fund is unable to be held by TO Ameritrade. I (please initial here) authorize the Transferor fo liquidate and transfer as cash. C 0 E N T