3
Shared Docs
3
Same-Page
3 / 3
Mentions
responsible for the liming or execution of liquidations processed by the delivering firm. C. MUTUAL FUND COMPANY TRANSFER Cheek box for In-kind or Liquidation Transfer. Please list the Symbol or CUSIP for the Mutual Fund(s) you wish to move. Unless otherwise Indicated, TD Ameritrade w,i transfer shares in-kind. Thi
K Estate El Traditional or Reamer IRA 0 Roth IRA 0 Beneficiary IRA K Beneficiary Roth IRA K Qualified Plan (401k, 403B, PSR etc.) ❑SIMPLE IRA K SEP IRA ❑Other: 2. PLEASEPROVIDE INFORMATION ABOUT THE DELIVERING ACCOUNT (As directed in Section 1 both registration and Tax lOs for the TOAm.:Wade acc
responsible for the timing or execution of liquidations processed by the delivering firm. C. MUTUAL FUND COMPANY TRANSFER Chock box for in-kind or Liquidation Transfer. Please list the Symbol or CUSIP for the Mutual Funti(s) you wish to move. Unless otherwise Indicated. TO Ameritrade will transfer shares in-kind. T
tate El Traditional or Rollover IRA EI Roth IRA K Beneficiary IRA K Beneficiary Roth IRA K Qualified Plan (401k, 403B, PSI? etc.) O SIMPLE IRA K SEP IRA pother: 2. PLEASE PROVIDE INFORMATION ABOUT THE DELIVERING ACCOUNT (As directed in Section 1 both registration and Tax IDs forthe TO Amended° ac
responsible for the lining or execution of liquidations processed by the delivering firm. C. MUTUAL FUND COMPANY TRANSFER Check box for in-kind or Liquidation Transfer. Ptease list the Symbol or CUSIP for the Mutual Fund(s) you wish to move. Unless otherwise Indicated, TD Ameritrade will transfer shares in-kind. Th
RA Corp/Business K Beneficiary Roth IRA ❑UGMA/UTMA K Qualified Plan (401k, 403B, PSP, etc.) Contra/Delivering Frm Email: ❑Estate K SIMPLE IRA K SEP IRA Account Type (select one) ❑Other: ❑Individual — (Non IRA) K Traditional or Rollover IRA ❑Joint K Roth IRA ❑Trust K Beneficiary IRA K Corp/B
Entities connected to both Liquidation Transfer and K SEP IRA
Trust Companies
ORGANIZATION
TD Ameritrade
ORGANIZATION
Omaha
LOCATIONthe Tax ID
ORGANIZATIONThe Toronto-Dominion Bank
ORGANIZATIONIndividual to Joint
ORGANIZATIONORedeem
PERSONNo Bank Guarantee '
ORGANIZATIONMedallion Signature Guarantee
ORGANIZATIONTD AMERITRADE CLIENT
ORGANIZATIONAmentrade
PERSONTD Ameritrade Clearing, Inc.
ORGANIZATIONBank/Credit Union
ORGANIZATIONPartial Transfer (Transfer
ORGANIZATIONFINRNSIPC
ORGANIZATIONClearing, Inc.
ORGANIZATIONTD Ameritrade IP Company, Inc.
ORGANIZATION