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ll Transfer—To transfer entire account, check here. ['Partial Transfer—List specific mutual funds In the lines given below Check box for In-kind or Liquidation Transfer. Please list the Symbol or CUSIP for the Mutual Fund s) you wish to move. Unless othenvise Indicated, TD Ameritrade will transfer shares in-kind. Th
ing the transfer from, (dated within 90 days) In order for the transfer to be processed. Please submit the completed form to TO Ameritrade Attn: TO Amentrade, PO Box 2760, Omaha, NE 68103.2760 or fax to 866.468-6268. "If you are requesting to transfer from your Qualified Retirement Plan, please contact yo
responsible for the timing or execution of liquidations processed by the delivering firm. C. MUTUAL FUND COMPANY TRANSFER Check box for In-kind or Liquidation Transfer. Please list the Symbol or CUSIP for the Mutual Furtd(s) you wish to move. Unless otherwise Indicated, TO Amentrade will transfer shares in-kind. Th
ck box for In-kind or Liquidation Transfer. Please list the Symbol or CUSIP for the Mutual Furtd(s) you wish to move. Unless otherwise Indicated, TO Amentrade will transfer shares in-kind. This section pertains only to shares of Mutual Funds held direCtly with the fund company. for brokerage accounts conta
ull Transfer—To transfer entire account, check here. Partial Transfer—List specific mutual funds in the lines given below. Cheek box for in-kind or Liquidation Transfer. Please list the Symbol or CUSIP for the Mutual Fund(s) you wish to move. Unless otherwise Indicated, TD Ameritrade wit transfer shares in-kind. Thi
our TD Ameritrado Account (The registration of the account being transferred should match your TO Ameritrade account and the Tax ID for both the TO Amentrade account and account being transferred.) Account Number ' • (Onty one per form Account Fterastrati SOUTHERN FINANCIAL LLC Social Security/Tax
responsible for the timing or execution of liquidations processed by the delivering firm. C. MUTUAL FUND COMPANY TRANSFER Chock box for in-kind or Liquidation Transfer. Please list the Symbol or CUSIP for the Mutual Funti(s) you wish to move. Unless otherwise Indicated. TO Ameritrade will transfer shares in-kind. T
our TD Ameritrade Account (The registration of the account being transferred should match your TO Ameritrade account and the Tax ID for both the TO Amentrade account and account being transferred.) Account Number (Required): one per form) 867-730320 Account RegIstratIonfrdle: SOUTHERN FINANCIAL LLC S
responsible for the lining or execution of liquidations processed by the delivering firm. C. MUTUAL FUND COMPANY TRANSFER Check box for in-kind or Liquidation Transfer. Ptease list the Symbol or CUSIP for the Mutual Fund(s) you wish to move. Unless otherwise Indicated, TD Ameritrade will transfer shares in-kind. Th
Employer/Agent Signature above hereby authorizes 70 Ameritrade Clearing, Inc. to accept Its exchange. Date: (Medation Signature Guarantee - For TO Amentrade Use Only) Dase: 7/ 25/20// individual, and as custodian, we agree to (Medallion Signature Guarantee - For TO Amertado Use Only) Investment Produc
Entities connected to both Liquidation Transfer and Amentrade

Omaha
LOCATIONTrust Companies
ORGANIZATION
TD Ameritrade
ORGANIZATIONthe Tax ID
ORGANIZATIONThe Toronto-Dominion Bank
ORGANIZATIONIndividual to Joint
ORGANIZATIONORedeem
PERSONTD Ameritrade Attn
ORGANIZATIONNo Bank Guarantee '
ORGANIZATIONBank/Credit Union
ORGANIZATIONTD AMERITRADE CLIENT
ORGANIZATIONTD Ameritrade IP Company, Inc.
ORGANIZATIONTD Ameritrade Clearing, Inc.
ORGANIZATIONClearing, Inc.
ORGANIZATIONTD Ameritrade, Inc.
ORGANIZATIONFINRNSIPC
ORGANIZATIONOWire
ORGANIZATIONK SEP IRA
ORGANIZATIONPartial Transfers
ORGANIZATIONCo-Owner's
ORGANIZATION