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responsible for the timing or execution of liquidations processed by the delivering firm. C. MUTUAL FUND COMPANY TRANSFER Check box for In-kind or Liquidation Transfer. Please list the Symbol or CUSIP for the Mutual Fund s) you wish to move. Unless otherwise Indicated, TO Ameritrade will transfer shares in-kind. Th
/lit or -ALL) 1. CASH 5,000,000 S. AMZN 1,000 2. GOOG 3,000 6. BABA 5,000 3. CVNA 25.000 7. BIIB 2.095 4. UTX 15,000 8. KPTI 25,000 B. BANK/CREDIT UNION & ANNUITY TRANSFER Transfer cash only. Unless otherwise Indicated, all cash will be transferred. Banks, Annuity, and Trust Companies require Original Client
responsible for the timing or execution of liquidations processed by the delivering firm. C. MUTUAL FUND COMPANY TRANSFER Cheek box for In-kind or Liquidation Transfer. Please list the Symbol or CUSIP for the Mutual Fund s) you wish to move. Unless otherwise Indicated, TD Ameritrade will transfer shares in-kind. Th
eal Transfers Only) Quantity (Indicate ll of stole shares or'AU.7 1. 539439AG4 1,903,000 5. 2. AAPL 180,000 6. 3. APO 263,157 7. 4. 8. B. BANK/CREDIT UNION & ANNUITY TRANSFER Transfer cash only. Unless otherwise Indicated, all cash will be transferred. Banks, Annuity, and Trust Companies require Original Client
responsible for the timing or execution of liquidations processed by the delivering firm. C. MUTUAL FUND COMPANY TRANSFER Chock box for in-kind or Liquidation Transfer. Please list the Symbol or CUSIP for the Mutual Funti(s) you wish to move. Unless otherwise Indicated. TO Ameritrade will transfer shares in-kind. T
,000 2. 172967.25 3,000,000 6. 361860208 80,000 3. 172967341 79,000 7. A29866A85 2,000,000 4. 17453BAW1 1,000,000 8. 46625HHA1 5,780,000 B. BANK/CREDIT UNION & ANNUITY TRANSFER Transfer cash only. Unless otherwise Indicated, all cash will bo transferred. Banks, Annuity, and Trust Companies require Original Client
Entities connected to both Liquidation Transfer and B. BANK/CREDIT UNION & ANNUITY
Trust Companies
ORGANIZATION
TD Ameritrade
ORGANIZATION
Omaha
LOCATIONthe Tax ID
ORGANIZATIONThe Toronto-Dominion Bank
ORGANIZATIONIndividual to Joint
ORGANIZATIONTD Ameritrade Attn
ORGANIZATIONNo Bank Guarantee '
ORGANIZATIONORedeem
PERSONMedallion Signature Guarantee
ORGANIZATIONTD AMERITRADE CLIENT
ORGANIZATIONBank/Credit Union
ORGANIZATIONthe Mutual Fund s
ORGANIZATIONSocial Security/Tax
ORGANIZATIONFINRNSIPC
ORGANIZATIONSigne
PERSONEl Roth
ORGANIZATION