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me know if you have any questions or comments. Best regards, Andrew King fcid:[email protected] Andrew King, CFA Vice President I Investment Solutions Group Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue, New York, NY 10154 Tel Fax Mobile Email fcid:image002.gif@O

154 Tel Fax Mobile Email fcid:[email protected] From: Thomas Heidenberger Sent: Friday, April 29, 2016 4:21 PM To: Andrew King; Joseph Dursi Cc: Paul Bartilucci Subject: Approved Southern Financial [I] EFTA01401269 Classification: For internal use only Andrew, Attached is the update

ase let us know what disclosures would be required for approval. Thanks in advance. Best regards, Andrew King Andrew King, CFA Vice President I Investment Solutions Group Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue. New York, NY 10154 Tel. Fax Motu Email CONFIDENTIAL - PURSU

From: Andrew King Sent: 6/13/2016 4:59:49 PM To: Andrew King Zbynek Kozelsky CC: Stewart 0ldfield Joseph Dursi Subject RE: Approval Needed - List of Preferreds Hey Ziggy, I thought I'd send a quick note to see if you were able to review the list. Stew had

<i mage00 .gi Andrew King, CFA Vice President I Investment Solutions Group Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue, New York, NY 10154 Tel +1(212)454-0043 Fax +1 646 257-3117 Mo

Mobile Email cimage002.gir> From: Stewart Oldfield Sent: Wednesday, June 08, 2016 10:01 AM To: Vahe Stepanian; Richard Kahn Cc: Daniel Sabba; Joseph Dursi; Andrew King Subject: RE: indication on WTI risk reversals [C] Classification: Confidential Please pass along any feedback on the pricing if you h

ase let us know what disclosures would be required for approval. Thanks in advance. Best regards, Andrew King Andrew King, CFA Vice President I Investment Solutions Group Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue. New York, NY 10154 Tel. Fax Mobi Em ?An-lb-Kir Perform. CO

Cc: Stewart Oldfield; Joseph Dursi Subject: RE: Approval Needed - List of Preferreds Hey Ziggy, I thought I'd send a quick note to see if you were able to review the list. Stew had

t us know if you have any questions. My contact info. is listed below. Best regards, Andrew King <i mage001.gi Andrew King, CFA Vice President I Investment Solutions Group Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Fax CONFIDENTIAL - PURSUANT TO FED. R

From: Richard Kahn Sent: 6/10/2016 5:06:12 PM To: Andrew King [a CC: Stewart Oldfie Vahe Ste•anian [email protected] Daniel Sabba Joseph Dursi I Subject: Re: indication on WTI risk reversals thank you for all your work on this been distracted on a project so lets discuss monday thanks