Epstein Secrets

ffice to fix the "SIC codes" in CRM systems — is something our team never did. We can discuss this as well as other issues further tomorrow. From: Roddy Moore Sent: Wednesday, September 02, 2015 2:57 PM To: Daniel Sabba; Vahe Stepanian; Ariane Dwyer Cc: Troy-D Williams; Nicholas Haigh Subject: Southern

— we have relied in CRM for that. As we reviewed the margin calls last week, Ari and Vahe identified the error— this is how we were able to flag to Roddy the collateral was not feeding correctly. Before this, our team had no way to know CRM systems weren't feeding collateral correctly. The process Ro

From: Daniel Sabba II Sent: 9/2/2035 3:21:06 PM To: Nicholas Haigh I CC: Todd Stevens Subject: RE: Southern Financial Collateral Acct Ill Classification: For Internal WO only Nick — there is a lot we can improv

Subject: Updated KYC - Recent Press [C] From: Troy-D Williams Date: Mon, 05 Jan 2015 10:07:58 -0500 To: Paul Morris < Amanda Kirby Cc: Roddy Moore < Nicholas Haigh Daniel Sabba Classification: Confidential Paul, I am sure you have seen the recent press about Mr. Epstein. Can you please en

ct: Updated KYC - Recent Press [C] From: Troy-D Williams Date: Mon, 05 Jan 2015 10:07:58 -0500 To: Paul Morris < Amanda Kirby Cc: Roddy Moore < Nicholas Haigh Daniel Sabba Classification: Confidential Paul, I am sure you have seen the recent press about Mr. Epstein. Can you please ensure an updated KY

Subject: Re: Updated KYC - Recent Press [C] From: Paul Morris < => Date: Mon, 05 Jan 2015 11:03:56 -0500 To: Troy-D Williams Amanda Kirby Cc: Roddy Moore Nicholas Haigh Daniel Sabba Classification: Confidential Yes will do. From: Troy-D Williams Sent: 01/05/2015 03:07 PM GMT To: Paul Morris; Ama

e: Updated KYC - Recent Press [C] From: Paul Morris < => Date: Mon, 05 Jan 2015 11:03:56 -0500 To: Troy-D Williams Amanda Kirby Cc: Roddy Moore Nicholas Haigh Daniel Sabba Classification: Confidential Yes will do. From: Troy-D Williams Sent: 01/05/2015 03:07 PM GMT To: Paul Morris; Amanda Kirby Cc: R

nt only) is required. • For wire above 100,000 approval from CRM team which includes Nicholas Haigh, Carl Jackson, Gaston Alegre, Troy-D Williams, Roddy Moore, Andrew Xu, Tiffany Ausby-Frazier, Tom Hoddinott, John C Gibson, Paul Salvas or Hillary Hastings is required. • TNP - For TAX payments approval fr

y Keaveney, Lee Hutter or John B. Walsh (For Global plus Account only) is required. • For wire above 100,000 approval from CRM team which includes Nicholas Haigh, Carl Jackson, Gaston Alegre, Troy-D Williams, Roddy Moore, Andrew Xu, Tiffany Ausby-Frazier, Tom Hoddinott, John C Gibson, Paul Salvas or Hillary H

From: Roddy Moore Sent: 9/2/2015 2:56:34 PM To: Daniel Sabba CC: Subject: ; Vahe Stepanian I Ariane Dwyer TroyD Williams I ; Nicholas Haigh Southern Financi

From: Roddy Moore Sent: 9/2/2015 2:56:34 PM To: Daniel Sabba CC: Subject: ; Vahe Stepanian I Ariane Dwyer TroyD Williams I ; Nicholas Haigh Southern Financial Collateral Acct (I) Classification: For Internal use only All of the facts should be widely known at this point. CRM doesn't se