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artner, Client Coverage — New York Deutsche Bank; Paul Capital; Forum Capital; CIBC Oppenheimer Adam Graev 22 Partner — New York Deutsche Bank; Pomona; Lehman Brothers; Chatterjee/Soros; Cowen Emilio Olmos 15 Managing Director — London ADIA; UBS; Deutsche Bank; Credit Suisse Chi Cheung 19 P
offered or sold and have not been offered or sold in Hong Kong, by means of any document, other than to (i) "professional investors" as defined in the Securities and Futures Ordinance (Cap. 571) of Hong EFTA01395078 Kong and any rules made under that Ordinance; or (ii) in other circumstances which do not result in the document
artner, Client Coverage — New York Deutsche Bank; Paul Capital; Forum Capital; CIBC Oppenheimer Adam Graev 22 Partner — New York Deutsche Bank; Pomona; Lehman Brothers; Chatterjee/Soros; Cowen Emilio Olmos 15 Managing Director — London ADIA; UBS; Deutsche Bank; Credit Suisse Chi Cheung 19 P
offered or sold and have not been offered or sold in Hong Kong, by means of any document, other than to (i) "professional investors" as defined in the Securities and Futures Ordinance (Cap. 571) of Hong EFTA01395743 Kong and any rules made under that Ordinance; or (ii) in other circumstances which do not result in the document
artner, Client Coverage — New York Deutsche Bank; Paul Capital; Forum Capital; CIBC Oppenheimer Adam Graev 22 Partner — New York Deutsche Bank; Pomona; Lehman Brothers; Chatterjee/Soros; Cowen Emilio Olmos 15 Managing Director — London ADIA; UBS; Deutsche Bank; Credit Suisse Chi Cheung 19 P
offered or sold and have not been offered or sold in Hong Kong, by means of any document, other than to (i) "professional investors" as defined in the Securities and Futures Ordinance (Cap. 571) of Hong EFTA01397443 Kong and any rules made under that Ordinance; or (ii) in other circumstances which do not result in the document
artner, Client Coverage — New York Deutsche Bank; Paul Capital; Forum Capital; CIBC Oppenheimer Adam Graev 22 Partner — New York Deutsche Bank; Pomona; Lehman Brothers; Chatterjee/Soros; Cowen Emilio Olmos 15 Managing Director — London ADIA; UBS; Deutsche Bank; Credit Suisse Chi Cheung 19 P
offered or sold and have not been offered or sold in Hong Kong, by means of any document, other than to (i) "professional investors" as defined in the Securities and Futures Ordinance (Cap. 571) of Hong EFTA01396770 Kong and any rules made under that Ordinance; or (ii) in other circumstances which do not result in the document
Entities connected to both Pomona and the Securities and Futures Ordinance
Glendower
LOCATION
Prince Charles
PERSON
General Electric
ORGANIZATION
Deutsche Bank
ORGANIZATIONCharles Smith
PERSON
J. Robert Oppenheimer
PERSON
United States
LOCATIONFrancesco Rigamonti
PERSONDeirdre Davies
PERSONthe Guernsey Financial Services Commission
ORGANIZATION
George Soros
PERSON
Bankers Trust
ORGANIZATIONChatterjee
PERSON
North America
LOCATIONthe Securities and Futures Commission
ORGANIZATIONCoopers & Lybrand
ORGANIZATION
Jeffrey Epstein
PERSONGlendower Capital
ORGANIZATIONPaul Capital
ORGANIZATIONGlendower Capital SOF IV
ORGANIZATION