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se. Page 3 of 4 CONFI DENTIAL UBSTERFtAMAR00004122 EFTA00239454 FOR EXISTING INVESTOR USE ONLY Disclosure Statement under Rule 506(d) UBS AG (Parent Company) 12. Date of Action: May 20, 2015 Brought By: U.S. Department of Justice (D01), the Board of Governors of the Federal Reserve, Connecticut Departm
meeting is to be called shall be provided to the Manager. In the case of a meeting called by the Soliciting Members for the purpose of terminating the Administrative Services Agreement or removing the Administrator pursuant to the Administrative Services Agreement, such written proposal shall also set forth the name, qualification
2 mentions1 same-page
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se. "\.1.172-8-1-8 1 7-M A X ‘,/Wht. Page 3 of 4 CONFIDENTIAL UBSTERRAMAR00002515 EFTA00238071 Disclosure Statement under Rule 506(d) UBS AG (Parent Company) 12. Date of Action: May 20, 2015 Brought By: U.S. Department of Justice (D01), the Board of Governors of the Federal Reserve, Connecticut Departm
meeting is to be called shall be provided to the Manager. In the case of a meeting called by the Soliciting Members for the purpose of terminating the Administrative Services Agreement or removing the Administrator pursuant to the Administrative Services Agreement, such written proposal shall also set forth the name, qualification
2 mentions1 same-page
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s person license. - rvi-A ><WVE L L Page 3 of 4 CONFIDENTIAL UBSTERRAMAR00001462 EFTA00237108 Disclosure Statement under Rule 506(d) UBS AG (Parent Company) 12. Date of Action: May 20, 2015 Brought By: U.S. Department of Justice (D01), the Board of Governors of the Federal Reserve, Connecticut Departm
meeting is to be called shall be provided to the Manager. In the case of a meeting called by the Soliciting Members for the purpose of terminating the Administrative Services Agreement or removing the Administrator pursuant to the Administrative Services Agreement, such written proposal shall also set forth the name, qualification
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Mutual Connections (126)
Entities connected to both Parent Company and the Administrative Services Agreement
Department of Justice
ORGANIZATION8 w/ Parent·3 w/ the
United States
LOCATION6 w/ Parent·5 w/ the
New Hampshire
LOCATION7 w/ Parent·3 w/ the
UBS AG
ORGANIZATION5 w/ Parent·5 w/ the
Federal Reserve
ORGANIZATION6 w/ Parent·4 w/ the
Fannie Mae
ORGANIZATION5 w/ Parent·4 w/ the
UBS Fund
ORGANIZATION5 w/ Parent·4 w/ the
UBS Fund Advisor
ORGANIZATION4 w/ Parent·5 w/ the
Internal Revenue Service
ORGANIZATION6 w/ Parent·3 w/ the
the Securities and Exchange Commission
ORGANIZATION5 w/ Parent·4 w/ the
General State of NY
ORGANIZATION5 w/ Parent·3 w/ the
Brought
ORGANIZATION5 w/ Parent·3 w/ the
The Ohio Division of Securities
ORGANIZATION5 w/ Parent·3 w/ the
Back Taxes Payment
ORGANIZATION5 w/ Parent·3 w/ the
Swiss Federal Banking Commission
ORGANIZATION5 w/ Parent·3 w/ the
New York State
LOCATION5 w/ Parent·3 w/ the
Ernst & Young LLP
ORGANIZATION3 w/ Parent·5 w/ the
Lehman Structured Products
ORGANIZATION5 w/ Parent·3 w/ the
Samantha Power
PERSON5 w/ Parent·3 w/ the
Lehman
ORGANIZATION5 w/ Parent·3 w/ the