Epstein Secrets

Entity: Individual Financial Advisor Brought By: Ohio Division of Securities Details: The Ohio Division of Securities issued a final order to deny the Financial Advisor's application for a securities sales person license. Page 3 of 4 CONFI DENTIAL UBSTERFtAMAR00004122 EFTA00239454 FOR EXISTING INVESTOR USE ONLY

L UBSTERRAMAR00004087 EFTA00239419 FOR EXISTING INVESTOR USE ONLY Appendix B Third Amended and Restated Limited Liability Company Agreement of AlphaKeys Millennium Fund, L.L.C. CONFIDENTIAL UBSTERRAMAR00004088 EFTA00239420 FOR EXISTING INVESTOR USE ONLY THIS THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY

Entity: Individual Financial Advisor Brought By: Ohio Division of Securities Details: The Ohio Division of Securities issued a final order to deny the Financial Advisor's application for a securities sales person license. "\.1.172-8-1-8 1 7-M A X ‘,/Wht. Page 3 of 4 CONFIDENTIAL UBSTERRAMAR00002515 EFTA00238071

any Agreement of the Fund (the "Amended Agreement"); WHEREAS, the Fund's Certificate was amended to reflect the change of the name of the Fund to "AlphaKeys Millennium Fund, L.L.C." effective on April 1, 2014; WHEREAS, the parties hereto wish to effect the following: (a) the amendment and restatement of the Amended Agr

Entity: Individual Financial Advisor Brought By: Ohio Division of Securities Details: The Ohio Division of Securities issued a final order to deny the Financial Advisor's application for a securities sales person license. - rvi-A ><WVE L L Page 3 of 4 CONFIDENTIAL UBSTERRAMAR00001462 EFTA00237108 Disclosure Sta

any Agreement of the Fund (the "Amended Agreement"); WHEREAS, the Fund's Certificate was amended to reflect the change of the name of the Fund to "AlphaKeys Millennium Fund, L.L.C." effective on April 1, 2014; WHEREAS, the parties hereto wish to effect the following: (a) the amendment and restatement of the Amended Agr