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form Obligations of Branch. If (i) an Illegality or a Force Majeure Event occurs under Section 5(bX0(1) or S(b)(liX1) and the relevant Office is not the Affected Party's head or home office, (ii) Section 10(a) applies, (iii) the other party seeks performance of the relevant obligation or 10 CONFIDENTIAL CONFIDENTI
in accordance with any applicable securities laws of any state of the United States of America. (B) it is a "Institutional Account" as defined by FINRA Rule 2111 , or an "accredited investor" as defined under the Securities Act; and (C) unless otherwise expressly provided in a Confirmation for a Transaction
form Obligations of Branch. If (i) an Illegality or a Force Majeure Event occurs under Section 5(bXiXI) or 5(bXii)(I) and the relevant Office is not the Affected Party's head or home office, (ii) Section 10(a) applies. (iii) the other party seeks performance of the relevant obligation or 10 ISDA49 2002 CONFIDENTIA
in accordance with any applicable securities laws of any state of the United States of America. (13) it is a "Institutional Account" as defined by FINRA Rule 2111 , or an "accredited investor" as defined under the Securities Act; and (C) unless otherwise expressly provided in a Confirmation for a Transaction
Obligations of Branch. If (i) an Illegality or a Force Majeure Event occurs under Section 5(bXi)(1) or 5(b)(ii)( I ) and the relevant Office is not the Affected Party's head or home office, (ii) Section 10(a) applies. (iii) the other party seeks performance of the relevant obligation or 10 ISDA@ 2002 CONFIDENTIAL
in accordance with any applicable securities laws of any state of the United States of America. (B) it is a "Institutional Account" as defined by FINRA Rule 2111 , or an "accredited investor" as defined under the Securities Act; and (C) unless otherwise expressly provided in a Confirmation for a Transaction
Entities connected to both the Affected Party's and FINRA Rule 2111
Local Delivery Day
PERSON
Home Office
ORGANIZATIONPerform Obligations of Branch
ORGANIZATIONOffices or Affiliates
ORGANIZATIONthe Affected Transactions
ORGANIZATIONthe Office through which the Affected Party
ORGANIZATIONNon-Reliance
ORGANIZATION
Force
ORGANIZATIONthe Burdened Party
ORGANIZATION
United States
LOCATIONthe State of New York
LOCATION
Frankfurt
LOCATIONDarren Indyke
PERSONDF Schedules 3 and
ORGANIZATIONSections 1471
ORGANIZATIONSections 362
ORGANIZATIONDesignated Evaluation Agents
ORGANIZATION
Amsterdam
LOCATION
Tokyo
LOCATION
New Zealand
LOCATION