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Document Mentions (3 shared documents)
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ager to review any transactions that require approval under the Advisers Act, including Section 206(3) thereunder, or otherwise. Delaware Act means the Delaware Limited Liability Company Act (6 Del.C. § 18-101 et seq.) as in effect on the date hereof and as amended from time to time, or any successor law. ERISA means the Employee Retire
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
2 mentions1 same-page
Page ?Same page
ager to review any transactions that require approval under the Advisers Act, including Section 206(3) thereunder, or otherwise. Delaware Act means the Delaware Limited Liability Company Act (6 Del.C. § 18-101 et seq.) as in effect on the date hereof and as amended from time to time, or any successor law. ERISA means the Employee Retire
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
2 mentions1 same-page
Page ?Same page
ager to review any transactions that require approval under the Advisers Act, including Section 206(3) thereunder, or otherwise. Delaware Act means the Delaware Limited Liability Company Act (6 Del.C. § 18-101 et seq.) as in effect on the date hereof and as amended from time to time, or any successor law. ERISA means the Employee Retire
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
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Mutual Connections (128)
Entities connected to both the Delaware Limited Liability Company Act and UBS Fund
United States
LOCATION6 w/ the·8 w/ UBS
Internal Revenue Service
ORGANIZATION7 w/ the·5 w/ UBS
UBS AG
ORGANIZATION3 w/ the·9 w/ UBS
Department of Justice
ORGANIZATION4 w/ the·7 w/ UBS
UBS Securities LLC
ORGANIZATION4 w/ the·7 w/ UBS
Federal Reserve
ORGANIZATION3 w/ the·8 w/ UBS
the Securities and Exchange Commission
ORGANIZATION3 w/ the·8 w/ UBS
Ghislaine Maxwell
PERSON3 w/ the·7 w/ UBS
New York
LOCATION6 w/ the·4 w/ UBS
Cayman
LOCATION5 w/ the·5 w/ UBS
Cease & Desist
ORGANIZATION3 w/ the·7 w/ UBS
Fannie Mae
ORGANIZATION3 w/ the·7 w/ UBS
the Certificate of Formation
ORGANIZATION6 w/ the·3 w/ UBS
UBS Fund Advisor
ORGANIZATION3 w/ the·6 w/ UBS
New York State
LOCATION4 w/ the·5 w/ UBS
Samantha Power
PERSON4 w/ the·5 w/ UBS
the Financial Advisor's
ORGANIZATION3 w/ the·5 w/ UBS
Lehman Structured Products
ORGANIZATION3 w/ the·5 w/ UBS
Massachusetts Securities Division
ORGANIZATION3 w/ the·5 w/ UBS
the North American Securities Administrators Association
ORGANIZATION3 w/ the·5 w/ UBS