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ONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLE
btaining account documents; the acceptance and, in certain instances, execution of securities Page 18 of 20 Account hum her Rata. twallerill (so Lvery Yew Since 2.007 [MAO ROI". paperless MLB•R RATEDCOMMUNCATIONS CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e)s THERh t t.\O F I DAENTriAk rxenurt
ONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLE
URSUANT TO FED. R CRIM. P. 6(e) peerless .ry CONFIEr517ffiXL B01012S9CSF30023 5845 36041 P ease re. law your a loceo- Pap14813 Rated twalbrigi Lvery Yew 00072007 DALISAR RATED COMMUNICATIONS rxesurnaer SDNY_GM_00047967 OB-SDNY-0010791 EFTA_00 158576 EFTA01290604 Asset Allocation Disclosure and
ONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY, WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLE
and the trading unit of the security. Example (unit of trade =125,000): Page 4 of 10 Account Num ber. Rated excellent, Oent, it01 GO paperless Lvery Yew Since 2007 $EPERS INC DALOAR RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R P. 6(e) C NI F I D ASSITii ° k rxartmser etreliali a"reat
Entities connected to both CUSTOMS and Lvery Yew
THE FEDERAL RESERVE SYSTEM
ORGANIZATIONUSAGES
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
Jeff Sessions
PERSONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTAXABLE
ORGANIZATIONTIME PERSHING
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONClient Service Information
ORGANIZATIONPie Chart
ORGANIZATIONMoney Market Fund
ORGANIZATIONAccount Value
ORGANIZATION