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ONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS, CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLE
enave LC. a *eat owned Every Year Since 207 subsidiary of The Bank Nee. York Mellon MBAR RATIO COMMUNICATIONS Caeporattan (IINY Melba) ,..... _ UMIAK( _00046490 etnnitualC.neenee Fir.RA.YR111,11.4" DB-SDNY-0009314 EFTA_00 I 57099 EFTA01289462 Deutsche Bank P.O Box 1776, Baltimore, MD 21203
NS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL. BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTK)N. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLE
NCIAL LLC CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number: CONFIDOP Rated Escoilent (my Yew Since 2007 OMAR RATIO COMMUNICATIONS UMIAK( Page 9 of 28 Clewing liner Fenian IIC a whey evened sotaldianr a The Mak a New Yak Meta Ono-atlas My Mellon) Per I Finx 11.C. maderimeA.WAKateM
ONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLE
DENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Account Number: CONFIDO' orcessnm—e Rated Eaceiltee (my Year Since 2007 DMIAR ItaTtO COMMUNICATIONS UMIAK( Clarinda...II Peale% LC. eulogy evened sabsidiary of The Usk el New Welt Mellon Cenceetten Maw) Pen ,Ml h 1.C.remet-ber theleStRt4 VEGOA-00046
ONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANCWOR SETTLE
%MOO halting LC • May owned Gary Vex Since 2007 SSA., of The in a New Vat Mellon DALIARILATEDCOINAMICATIONS Corporation (Ely Melba) ,...... n A UMIAK( fientleatttC.rreente F ihltAAW 1,119m_ 00046270 DB-SDNY-0009094 EFTA_00 156879 EFTA01289242 Portfolio Holdings Disclosures Pricing This sect
ONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLE
NTIAL - PURSUANT TO FED. R CRIM. P. 6(e) BO i00243CSF3002 CON5FIDOP L Page 13 of 13 Rated ticellent trey Year Since 2007 DAMMAM COMMUNICATIONS UMIAK( Clewing through Pealing LLC. a *lay evened sttaldiary a flit in a New Yak Mellon Carpotabas My Mellon) Per Orly LI.C.nytnbel ca) DE1-SDNY-000996
Entities connected to both CUSTOMS and UMIAK
THE FEDERAL RESERVE SYSTEM
ORGANIZATIONUSAGES
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
Jeff Sessions
PERSONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTAXABLE
ORGANIZATIONTIME PERSHING
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPie Chart
ORGANIZATIONClient Service Information
ORGANIZATIONJersey City
LOCATION