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ONS TRANSACTIONS • ALL ORDERS MID TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES. REGULATIONS, CUSTOMS, USAGES, RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACLITY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED.
printed copy of this information by calling (888) 367-2563, option 3 then option 5. Vvhen a security is subject to a partial redemption, pursuant to FINRA Rule 4340, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process. When an issuer in
2 mentions1 same-page
Page ?Same page
ONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS, CUSTOMS, USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACLITY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED.
printed copy of this information by calling (888) 367-2563, option 3 then option 5. When a security is subject to a partial redemption, pursuant to FINRA Rule 4340, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process. When an issuer in
2 mentions1 same-page
Page ?Same page
ONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLE
printed copy of this information by calling (888) 367-2563, option 3 then option 5. When a security is subject to a partial redemption, pursuant to FINRA Rule 4340, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process. When an issuer in
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2 mentions1 same-page
Page ?Same page
ONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY, WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLE
printed copy of this information by calling (888) 367-2563, option 3 then option 5. When a security is subject to a partial redemption, pursuant to FINRA Rule 4340, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process. When an issuer in
2 mentions1 same-page
Page ?Same page
ONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY, WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLE
printed copy of this information by calling (888) 367-2563, option 3 then option 5. When a security is subject to a partial redemption, pursuant to FINRA Rule 4340, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process. When an issuer in
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Mutual Connections (116)
Entities connected to both CUSTOMS and FINRA Rule 4340
THE FEDERAL RESERVE SYSTEM
ORGANIZATION72 w/ CUSTOMS·5 w/ FINRA
USAGES
ORGANIZATION71 w/ CUSTOMS·5 w/ FINRA
THE BOARD OF GOVERNORS OF
ORGANIZATION70 w/ CUSTOMS·5 w/ FINRA
THE CLEARING FACILITY
ORGANIZATION70 w/ CUSTOMS·5 w/ FINRA
Jeff Sessions
PERSON68 w/ CUSTOMS·5 w/ FINRA
ON PERSHING'S
ORGANIZATION67 w/ CUSTOMS·5 w/ FINRA
INDEBTED TO PERSHING LLC
ORGANIZATION61 w/ CUSTOMS·4 w/ FINRA
BNY MELLON CAPITAL MARKETS
ORGANIZATION56 w/ CUSTOMS·3 w/ FINRA
TAXABLE
ORGANIZATION48 w/ CUSTOMS·5 w/ FINRA
Pershing
LOCATION41 w/ CUSTOMS·11 w/ FINRA
TIME PERSHING
ORGANIZATION47 w/ CUSTOMS·4 w/ FINRA
the Pershing Customer Service Department
ORGANIZATION42 w/ CUSTOMS·5 w/ FINRA
the State of New York
LOCATION41 w/ CUSTOMS·5 w/ FINRA
Legal Department
ORGANIZATION40 w/ CUSTOMS·4 w/ FINRA
Pershing LLC
ORGANIZATION38 w/ CUSTOMS·4 w/ FINRA
Client Service Information
ORGANIZATION33 w/ CUSTOMS·5 w/ FINRA
the Options Clearing Corporation
ORGANIZATION34 w/ CUSTOMS·3 w/ FINRA
Pie Chart
ORGANIZATION32 w/ CUSTOMS·3 w/ FINRA
Securities Investor Protection Corporation
ORGANIZATION33 w/ CUSTOMS·2 w/ FINRA
Money Market Fund
ORGANIZATION29 w/ CUSTOMS·3 w/ FINRA