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ONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, IF ANY, WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLE
( Number CONFID AL- Rated (Kant Every Yaw Since 2007 DAUM WED COMMUNCATIONS EXCULDCI C1n Swish Penton. U.C. • Sally owed subsidiary as Osaka New York Mete Carpontim (SW Mao) Penh...* IL C. rrrrte FiliFLAAWYDPA_00046780 DB-SDNY-0009604 EFTA_00157389 EFTA01289752 Deutsche Bank P.O. Box 1776, Baltim
ONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED.
Page 6 of 7 Rated Eacellent (wry Yea Saxe 2007 DALIN, MILD COMMUNICATIONS 00:01DOCE Cle.ving evwd, Sails MC • Sway sad subsdlary ol the Ser* of New York Mete Comma's (MY Mellon) Penh.* nilRe tiW SDN-0 A B - I ° ;85 48 117961 EFTA_00159570 EFTA01291214 15 I Deutsche Bank P.O. Box 1776, Baltimore, M
ONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS, CUSTOMS. USAGES, RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACLITY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED ARMOR SETTLED.
CONFIDO. Rated (Kant Every Vex Since 2007 DAIJAR MI ED C0MMUNCATI0NS EX( CIL NC( Owing Omit. Ambit. PIC. oplally owned subsidiary e4 nee brat of New York Mete &So (MY Meta) Pentww MC. merree. FiliFtAnWALGA_00049085 DB-SDNY-0011909 EFTA_00159694 EFTA01291338 Portfolio Holdings Disclosures Pricing Th
IONS TRANSACTORS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED
. AL- Rated Etearnt Every Vex Sawa 2007 MAAR RATED COMMUNCATIONS EXCIAL CNC( Owing tlwonsh ',entity PIC a Sally owned subsidiary e4 The brat of New York Mete CAMontim (OW Mellon) PentwwlVdsmfterfMRAWARPA_00049518 DB-SDNY-0012342 EFTA_00160127 EFTA01291692 Deutsche Bank Portfolio Holdings (continued)
Entities connected to both CUSTOMS and New York Mete
THE FEDERAL RESERVE SYSTEM
ORGANIZATIONUSAGES
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONON PERSHING'S
ORGANIZATION
Jeff Sessions
PERSONINDEBTED TO PERSHING LLC
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTAXABLE
ORGANIZATIONTIME PERSHING
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONClient Service Information
ORGANIZATIONPie Chart
ORGANIZATIONJersey City
LOCATION