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34 TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLE
)30 FO 11/01/13 Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 -5,365.67 Dividends and Interest 11101113 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT SPARES 5,385 67 USD PHSX 153301.8130 SHRS RD 10130 PD 11101)13 11)15/13 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 993.51 USD DEP
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02 TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, IF ANY, WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLE
SITS INTEREST RECEIVED 458997996 BOND INTEREST RECEIVED 46262EAE5 .P MORGAN HIGH YIELD FUND SELECT CLASS 328109.8970 SIRS RD 10130 PD 11101113 P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 204650 1630 SF RS RD 10130 PD 11101/13 1200000 PEABODY ENERGY CORP SR NT 7.375% 11101116 8/E DID 10/12/06 CLB RD 10115 PD 11/01113 BANKAME
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NS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL. BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AMPOR SETTLED
4000 RD 12127 FO 12/29116 Total Securities Bought and Sold - US DOLLARS 0.00 41,28610 Dividends and Interest 12129/16 CASH DIVIDEND RECEIVED ,P MORGAN FLOATING RATE INCOME FUND SELECT 11,268.40 USD .PH SX SHARES 234716 6350 SHRS RD 12127 PD 12/29/16 12130116 MONEY MARKET FUND DEUTSCHE GOUT CASH 10,908.01 DM INCOME RECEIVED
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ONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLE
TH PFD 33,945.35 USD C PRK SERK DIV 6.875% PERPETUAL MATY PERPETUAL CALL 111151230 25.00 RD 02105 PD 02116/16 02126116 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 8,142.42 USD ..PHSX 228178.2580 SHRS RD 02/24 PD 02/26116 02/29/16 MONEY MARKET FUND DEUTSCHE GO VT CASH 5,679.03 USD INCOME RECEIVE
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Mutual Connections (76)
Entities connected to both CUSTOMS and P MORGAN FLOATING RATE INCOME FUND SELECT
THE FEDERAL RESERVE SYSTEM
ORGANIZATION72 w/ CUSTOMS·4 w/ P
USAGES
ORGANIZATION71 w/ CUSTOMS·4 w/ P
THE CLEARING FACILITY
ORGANIZATION70 w/ CUSTOMS·4 w/ P
THE BOARD OF GOVERNORS OF
ORGANIZATION70 w/ CUSTOMS·4 w/ P
Jeff Sessions
PERSON68 w/ CUSTOMS·4 w/ P
ON PERSHING'S
ORGANIZATION67 w/ CUSTOMS·2 w/ P
INDEBTED TO PERSHING LLC
ORGANIZATION61 w/ CUSTOMS·4 w/ P
BNY MELLON CAPITAL MARKETS
ORGANIZATION56 w/ CUSTOMS·2 w/ P
TAXABLE
ORGANIZATION48 w/ CUSTOMS·4 w/ P
the Pershing Customer Service Department
ORGANIZATION42 w/ CUSTOMS·4 w/ P
the State of New York
LOCATION41 w/ CUSTOMS·4 w/ P
Legal Department
ORGANIZATION40 w/ CUSTOMS·4 w/ P
Pershing
LOCATION41 w/ CUSTOMS·3 w/ P
Pershing LLC
ORGANIZATION38 w/ CUSTOMS·4 w/ P
Client Service Information
ORGANIZATION33 w/ CUSTOMS·4 w/ P
Securities Investor Protection Corporation
ORGANIZATION33 w/ CUSTOMS·4 w/ P
the Options Clearing Corporation
ORGANIZATION34 w/ CUSTOMS·3 w/ P
Pie Chart
ORGANIZATION32 w/ CUSTOMS·3 w/ P
Money Market Fund
ORGANIZATION29 w/ CUSTOMS·3 w/ P
Jersey City
LOCATION30 w/ CUSTOMS·2 w/ P