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ONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS, CUSTOMS. USAGES, RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACLITY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED ARMOR SETTLED.
IAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Numbe. CONFIDO L4 At El!: Reed motif &ay Vox Since 1007 DA UM Pal ID COMMUNICATIONS EXCOAENCC Oaring Sae. hakes LI.C, a wildly armed fulmar/ 011ie bake. Nevi Yeti; Mellon Coombe,' (SHY Mellon) Penh.** LIX. ',tenter FINRIAWAS.M—00049048 DB-SDNY-0011872
IONS TRANSACTORS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SMALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED
FIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFID L Rated Eaceilent Every Yew Since 2007 DAIL& RA7 ED COAWALINICATIONS Cita/ANC( Page 6 of Oaring Sae. Penbni LLC, a wholly owned subweliwy or The Sent of New Yo4 Mellon Ceeporathee MAY Mellon) Penne. KC nverrter tiRtA(klirtuaGM_0004 7782 DB-SDNY-
IONS TRANSACTORS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. L Rated hernent Every Vox Siva 2007 DAUM, MUD COMMUNICATIONS EXCELLENCE Page 3 of Oaring Sae. Patens LLC, a wholly...fled subsidiary*. The bake. New York Mellon Corporation (MY Mellon) U.C. musty. IliRtAckklYagehl_00049467 DB-SDNY-00 1229
IONS TRANSACTORS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SMALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS, CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY, WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED
NTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) At M0OKS3.01) CONFIDO. L Rated Cacao. Every Vex Sem2OO7 DAUM MI ED COMNiuWATIONS EXCULENC( Page ' of Oaring Sae. Penbag LLC, a wholly owned subsidiary*. The UM of New York Mellon Cementer MT Melon) Panhas LLC.riverter FilienAWilYIELGM—00049753 DB-SDNY-00 125
Entities connected to both CUSTOMS and Oaring Sae
THE FEDERAL RESERVE SYSTEM
ORGANIZATIONUSAGES
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
Jeff Sessions
PERSONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTAXABLE
ORGANIZATIONTIME PERSHING
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONLegal Department
ORGANIZATIONthe State of New York
LOCATIONPershing LLC
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONClient Service Information
ORGANIZATIONJersey City
LOCATIONPie Chart
ORGANIZATION