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ONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND NTERPRETATIONS OF THE EXCHANGE CA MARKET AND THE CLEARNG FACLITY, IF ANY. W HERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED.
BEST BID CR OFFER FIBS% ON CERTAIN LARGER ORDERS. CR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURRY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TOW HOCH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THE
2 mentions1 same-page
Page ?Same page
ONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE CA MARKET AND THE CLEARING FACLITY, IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED.
BEST BO OR OFFER Nee% ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TOW RICH ORDERS ME AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEI
2 mentions1 same-page
Page ?Same page
ONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, IF ANY, WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLE
O EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER I NB80) IN CERTAIN SECURITIES THAT ARE NOT ELECTRONICALLY QUOTED. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF TH
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2 mentions1 same-page
Page ?Same page
IONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITLMON, RULES. REGULATIONS. CUSTOMS, USAGES, RUUNGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, IF ANY, WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED
O EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). IN CERTAIN SECURITIES THAT ARE NOT ELECTRONICALLY QUOTED, PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF TH
2 mentions1 same-page
Page ?Same page
IONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITLMON, RULES. REGULATIONS. CUSTOMS, USAGES, RUUNGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, IF ANY, WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED
O EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). IN CERTAIN SECURITIES THAT ARE NOT ELECTRONICALLY QUOTED, PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF TH
2 mentions1 same-page
Page ?Same page
IONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITLMON, RULES. REGULATIONS. CUSTOMS, USAGES, RUUNGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, IF ANY, WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED
O EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). IN CERTAIN SECURITIES THAT ARE NOT ELECTRONICALLY QUOTED, PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF TH
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Mutual Connections (70)
Entities connected to both CUSTOMS and CONTACTS MARKET CENTERS TO
THE FEDERAL RESERVE SYSTEM
ORGANIZATION72 w/ CUSTOMS·6 w/ CONTACTS
USAGES
ORGANIZATION71 w/ CUSTOMS·6 w/ CONTACTS
THE CLEARING FACILITY
ORGANIZATION70 w/ CUSTOMS·4 w/ CONTACTS
THE BOARD OF GOVERNORS OF
ORGANIZATION70 w/ CUSTOMS·4 w/ CONTACTS
ON PERSHING'S
ORGANIZATION67 w/ CUSTOMS·6 w/ CONTACTS
Jeff Sessions
PERSON68 w/ CUSTOMS·2 w/ CONTACTS
INDEBTED TO PERSHING LLC
ORGANIZATION61 w/ CUSTOMS·3 w/ CONTACTS
TAXABLE
ORGANIZATION48 w/ CUSTOMS·4 w/ CONTACTS
the Pershing Customer Service Department
ORGANIZATION42 w/ CUSTOMS·3 w/ CONTACTS
Pershing
LOCATION41 w/ CUSTOMS·3 w/ CONTACTS
the State of New York
LOCATION41 w/ CUSTOMS·3 w/ CONTACTS
Legal Department
ORGANIZATION40 w/ CUSTOMS·3 w/ CONTACTS
the Options Clearing Corporation
ORGANIZATION34 w/ CUSTOMS·3 w/ CONTACTS
Securities Investor Protection Corporation
ORGANIZATION33 w/ CUSTOMS·3 w/ CONTACTS
Pie Chart
ORGANIZATION32 w/ CUSTOMS·3 w/ CONTACTS
Jersey City
LOCATION30 w/ CUSTOMS·3 w/ CONTACTS
Money Market Fund
ORGANIZATION29 w/ CUSTOMS·3 w/ CONTACTS
Account Value
ORGANIZATION26 w/ CUSTOMS·2 w/ CONTACTS
BNY Mellon
ORGANIZATION20 w/ CUSTOMS·2 w/ CONTACTS
13 w/ CUSTOMS·2 w/ CONTACTS