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ONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL SE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED
Since 2007 OMAR RA1ED CONVOCATIONS EXCIAL CNC( Owing tlwonsh Peaking PIC a wholly owned subsidiary el Ille Sank of New York Mellon CAnnatim (MY Mellen) Pe,,tw, 11e...tertee filiFlateaat 00047696 DB-SDNY-0010520 EFTA_00158305 EFTA01290333 Important Information and Disclosures (continued) Import
ONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED.
y Y.)), Soma 200, DALBAR RATED COMMUNICATIONS ExCUAINCE Cleats Into MIS. LI.C.• Sally sad subwhary of the Sank of New York Mellon Corporatim (MY Mellen) Pent.* tic samba, numiagmenk4-00048983 DB-SDNY-0011807 EFTA_00159592 EFTA01291236 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio
ONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS, CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLE
ng through Peale% LLC. aulayievnted Every Year Since 2007 sateldiery of nit leek et New York Mellon DIallAR RATED COAiMutlICATIONS Cenceettan (MY Mellen) VICILLINCI ittelhne 11C. trerlatt Fieata.61VVELGM-00046568 DI3-SDNY-0009392 EFrA_00157177 EFTA01289540
ONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL SE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLE
(my Year Since 2007 OMAR MTIOCOMIEGNICATIONS EXCELIDKE Chfl Swoosh PenMos LLD. • wholly sad subliSmy al The BEM al Mn. Yea Melba Comentlan (SHY Mellen) PersPra LLC. motto( ARRA. NYSE StPC DB-SDNY-0084396 SDNY_GM_00230580 EFTA01384290
Entities connected to both CUSTOMS and Mellen
THE FEDERAL RESERVE SYSTEM
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ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
Jeff Sessions
PERSONON PERSHING'S
ORGANIZATIONPershing
LOCATIONINDEBTED TO PERSHING LLC
ORGANIZATION
Baltimore
LOCATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONthe State of New York
LOCATIONTAXABLE
ORGANIZATIONLegal Department
ORGANIZATIONTIME PERSHING
ORGANIZATION
Jeffrey Epstein
PERSONthe Pershing Customer Service Department
ORGANIZATIONPershing LLC
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONJersey City
LOCATIONthe Options Clearing Corporation
ORGANIZATION