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rantee • May Lose Value TD Ameritrade, Inc. and TD Arne:tirade Clearing, Inc., members FINRA/SIPC. TD Ameritrade is a trademark jointly owned by TO Ameritrade IP Company, Inc. and The Toronto-Oomlnlon Bahr, CI 2018 TD Ameritrade. SDNY_DaktiSp(tn3 CONFIDENTIAL EFTA_00122923 EFTA01268368
the Mutual Fund(s) you wish to move. Unless otherwise Indicated, TD Ameritrade will transfer shares in-kind. This section pertains only to shares of Mutual Funds held direct y with the fund company. for brokerage accounts containing Mutual Funds andfor Stocks please complete the Brokerage Firm Transfer sectio
arantee ' May Lose Value TO Ameritrade, Inc. and TD Ameritrade Clearing. Inc., members FINRA/SIPC. TD Ameritrade is a trademark jointly owned by TO Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. 0 2018 TO Ameritrade. C 0 ENTIAL SONYGMA0000l2B1. EFTA_00123063 EFTA01268459
the Mutual Fund(s) you wish to move. Unless otherwise Indicated, TD Ameritrade w,i transfer shares in-kind. This section pertains only to shares of Mutual Funds held direcsy with the fund company, for brokerage accounts containing Mutual Funds and/or Stocks please complete the Brokerage Firm Transfer section
uarantee ' May Lose Value TO Ameritrade. Inc. and TD Ameritrade Clearing, Inc., members FINRA/SIPC. TD Amentrade Is a trademark jointly owned by TO Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. 0 2018 TD Amerltrade. CONFIDENTIAL SDNY_Getittiall,(Negag EFTA 00123067 EFTA01268466
transfer shares in-kind. This section pertains only to shares of Mutual Funds held directly with the fund company, for brokerage accounts containing Mutual Funds andlor Stocks please complete the Brokerage Firm Transfer section (Section 3A, above). 'Proprietary Mutual Funds and all no-load Money Market funds
Entities connected to both Ameritrade IP Company, Inc. and Mutual Funds

Omaha
LOCATION
TD Ameritrade
ORGANIZATIONLiquidation Transfer
ORGANIZATIONTD Ameritrade Attn
ORGANIZATIONTrust Companies
ORGANIZATIONORedeem
PERSONClearing, Inc.
ORGANIZATIONThe Toronto-Dominion Bank
ORGANIZATIONthe Tax ID
ORGANIZATIONEl Traditional
ORGANIZATIONSignature Guarantee
ORGANIZATIONIndividual to Joint
ORGANIZATIONTD Amoritrade
ORGANIZATIONTD Ameritrade Clearing, Inc.
ORGANIZATIONAmeritrade Clearing.
ORGANIZATIONOWire
ORGANIZATION