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rantee • May Lose Value TD Ameritrade, Inc. and TD Arne:tirade Clearing, Inc., members FINRA/SIPC. TD Ameritrade is a trademark jointly owned by TO Ameritrade IP Company, Inc. and The Toronto-Oomlnlon Bahr, CI 2018 TD Ameritrade. SDNY_DaktiSp(tn3 CONFIDENTIAL EFTA_00122923 EFTA01268368
responsible for the timing or execution of iquidations processed by the delivering firm. C. MUTUAL FUND COMPANY TRANSFER Chock box for in-kind or Liquidation Transfer. Please list the Symbdor CUSIP for the Mutual Fund(s) you wish to move. Unless otherwise Indicated, TD Ameritrade will transfer shares in-kind. This
arantee ' May Lose Value TO Ameritrade, Inc. and TD Ameritrade Clearing. Inc., members FINRA/SIPC. TD Ameritrade is a trademark jointly owned by TO Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. 0 2018 TO Ameritrade. COf IDENTIAL SONY_G/IMOOVII0S9 EFTA_00122919 EFTA01268365
responsible for the timing or execution of liquidations processed by the delivering firm. C. MUTUAL FUND COMPANY TRANSFER Check box for In-kind or Liquidation Transfer. Please list the Symbol or CUSIP for the Mutual Fund(s) you wish to move. Unless otherwise Indicated, TD Amentrade wit transfer shares in-kind. This
arantee ' May Lose Value TD Ameritrade. Inc. and TO Ameritrade Clearing, Inc., members FINRAISIPC. TO Ameritrade is a trademark jointly owned by TO Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. CI 2016 TD Ameritrade IP Company, Inc. Pap 4 of 4 TOAI90 F07/16 EFTA01268386
ull Transfer—To transfer entire account, check here. Partial Transfer—List specific mutual funds in the lines given below. Cheek box for in-kind or Liquidation Transfer. Please list the Symbol or CUSIP for the Mutual Fund(s) you wish to move. Unless otherwise Indicated, TD Ameritrade wit transfer shares in-kind. Thi
arantee ' May Lose Value TO Ameritrade, Inc. and TD Ameritrade Clearing. Inc., members FINRA/SIPC. TD Ameritrade is a trademark jointly owned by TO Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. 0 2018 TO Ameritrade. C 0 ENTIAL SONYGMA0000l2B1. EFTA_00123063 EFTA01268459
responsible for the liming or execution of liquidations processed by the delivering firm. C. MUTUAL FUND COMPANY TRANSFER Cheek box for In-kind or Liquidation Transfer. Please list the Symbol or CUSIP for the Mutual Fund(s) you wish to move. Unless otherwise Indicated, TD Ameritrade w,i transfer shares in-kind. Thi
uarantee ' May Lose Value TO Ameritrade. Inc. and TD Ameritrade Clearing, Inc., members FINRA/SIPC. TD Amentrade Is a trademark jointly owned by TO Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. 0 2018 TD Amerltrade. CONFIDENTIAL SDNY_Getittiall,(Negag EFTA 00123067 EFTA01268466
responsible for the timing or execution of fiquidations processed by the delivering firm. C. MUTUAL FUND COMPANY TRANSFER Chock box for In-kind or Liquidation Transfer. Please list the Symbol or CUSIP for the Mutual Fund(s) you wish to move. Unless otherwise Indicated, TO Ameritrade will transfer shares in-kind. Th
Entities connected to both Ameritrade IP Company, Inc. and Liquidation Transfer

TD Ameritrade
ORGANIZATION
Omaha
LOCATIONTrust Companies
ORGANIZATIONThe Toronto-Dominion Bank
ORGANIZATIONTD Ameritrade Attn
ORGANIZATIONthe Tax ID
ORGANIZATIONORedeem
PERSONIndividual to Joint
ORGANIZATIONNo Bank Guarantee '
ORGANIZATIONClearing, Inc.
ORGANIZATIONMedallion Signature Guarantee
ORGANIZATIONTD Ameritrade Clearing, Inc.
ORGANIZATIONAmeritrade Clearing.
ORGANIZATIONMutual Funds
ORGANIZATIONEl Traditional
ORGANIZATIONSignature Guarantee
ORGANIZATIONTD Amentrade
PERSONAmeritrado
PERSONAmeritrade, Inc.
ORGANIZATIONOWire
ORGANIZATION