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rantee • May Lose Value TD Ameritrade, Inc. and TD Arne:tirade Clearing, Inc., members FINRA/SIPC. TD Ameritrade is a trademark jointly owned by TO Ameritrade IP Company, Inc. and The Toronto-Oomlnlon Bahr, CI 2018 TD Ameritrade. SDNY_DaktiSp(tn3 CONFIDENTIAL EFTA_00122923 EFTA01268368
alified Plan (401k. 4038. PSP. etc.) Contra/Detwering Firm Emait ['Estate ❑SIMPLE IRA O SEP IRA Account Type (select one) 00ther. - (Non IRA) El Traditional or Rollover IRA aloint O Roth IRA IDTrust O Beneficiary IRA 0 Corp/Business O Beneficiary Roth IRA OUGMAIUTMA O Qualified Plan (401k, 4038,
arantee ' May Lose Value TO Ameritrade, Inc. and TD Ameritrade Clearing. Inc., members FINRA/SIPC. TD Ameritrade is a trademark jointly owned by TO Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. 0 2018 TO Ameritrade. C 0 ENTIAL SONYGMA0000l2B1. EFTA_00123063 EFTA01268459
Social Security/1ex 10 Number: (Secondorx makable) Account Type (select one) — (Non IRA) ❑Joint K Trust ECorp/BusIness ❑UGMM)TMA K Estate El Traditional or Reamer IRA 0 Roth IRA 0 Beneficiary IRA K Beneficiary Roth IRA K Qualified Plan (401k, 403B, PSR etc.) ❑SIMPLE IRA K SEP IRA ❑Other: 2. PL
uarantee ' May Lose Value TO Ameritrade. Inc. and TD Ameritrade Clearing, Inc., members FINRA/SIPC. TD Amentrade Is a trademark jointly owned by TO Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. 0 2018 TD Amerltrade. CONFIDENTIAL SDNY_Getittiall,(Negag EFTA 00123067 EFTA01268466
.NY10154 Can Ccara/Delivaing Rrm Email Account Type (select one) O Incrrviduai — (Non IRA) O Joint OTrust OcOrp/Buslness OUGMA/UTMA ['Estate El Traditional or Rollover IRA O Roth IRA O Beneficiary IRA O Beneficiary Roth IRA O Qualified Plan (401k, 4038, PSR etc) O SIMPLE IRA O SEP IRA 00ther if t
Entities connected to both Ameritrade IP Company, Inc. and El Traditional

TD Ameritrade
ORGANIZATION
Omaha
LOCATIONTD Ameritrade Attn
ORGANIZATIONLiquidation Transfer
ORGANIZATIONTrust Companies
ORGANIZATIONThe Toronto-Dominion Bank
ORGANIZATIONClearing, Inc.
ORGANIZATIONORedeem
PERSONSignature Guarantee
ORGANIZATIONthe Tax ID
ORGANIZATIONMutual Funds
ORGANIZATIONAmeritrade Clearing.
ORGANIZATIONIndividual to Joint
ORGANIZATIONNo Bank Guarantee '
ORGANIZATIONMedallion Signature Guarantee
ORGANIZATIONTD Amoritrade
ORGANIZATIONTD Ameritrade Clearing, Inc.
ORGANIZATION