4
Shared Docs
4
Same-Page
5 / 4
Mentions
e wading torrmission at, other compered«, from mutual funds and 'mutant* compties whose products we destrbute. — We receive oxtur' Mexican from UK Bak USA (IBS AO Stamford Branch and nen.alf dieted barks trough our cash sweep program. This angensatim may beam:me* per accoune fee cr may be a percenta
s contracts and cownolty open contracts • Sectrities on loan to UB5 Financial Services; and • Depose accounts (excel °al if jute, of &Penh a ka5 Bak USA, UM AG U.S. beaches and banks n the FDIC hosed Deposit Program. The Slit protection and the supplemental prouder, do net apply to these assets eve
ment contracts or vestment Interests (e.g.. imbed partnerships and private placements) that are not registered under the Securities Act of 1933; • Cawnodities contracts (e.g., foreign exchange and precious metal contracts), °clung fines contracts and cannoday °pica contracts, • Secirities in loan tot/BSF
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
ment contracts or vestment Interests (e.g.. imbed partnerships and private placements) that are not registered under the Securities Act of 1933; • Cawnodities contracts (e.g., foreign exchange and precious metal contracts), °clung fines contracts and cannoday °pica contracts, • Secirities in loan tot/BSF
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
ment contracts or mien/rent interests keg., imbed partnerships and private placements) fiat are not registered under the Securities Act of 1933; • Cawnodities contracts (e.g., foreign exchange and precious metal contracts). includig hates contracts and cannocity omen contracts, • Senses on loan to 1.185
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
ment contracts or vestment Interests (e.g.. imbed partnerships and private placements) that are not registered under the Securities Act of 1933; • Cawnodities contracts (e.g., foreign exchange and precious metal contracts), °clung fines contracts and cannoday °pica contracts, • Secirities in loan tot/BSF
Entities connected to both Bak USA and Cawnodities
Russell 3000
ORGANIZATION
Ghislaine Maxwell
PERSON
Condoleezza Rice
PERSONHarbor Boulevard
LOCATIONWeehawken
LOCATION
UBS AG
ORGANIZATIONNnandal
ORGANIZATIONOnline Services
ORGANIZATIONSCOTT STACK
ORGANIZATIONLBS AG
ORGANIZATIONBOSTON MA
LOCATIONLOS Statement of
ORGANIZATION
Puerto Rico
LOCATIONFinnan
PERSONBrie USA
LOCATIONLBS Fiuncial
LOCATIONFutter
PERSONFirms
ORGANIZATIONSecurein
PERSON
U.S. Treasury
ORGANIZATION