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e wading torrmission at, other compered«, from mutual funds and 'mutant* compties whose products we destrbute. — We receive oxtur' Mexican from UK Bak USA (IBS AO Stamford Branch and nen.alf dieted barks trough our cash sweep program. This angensatim may beam:me* per accoune fee cr may be a percenta
s contracts and cownolty open contracts • Sectrities on loan to UB5 Financial Services; and • Depose accounts (excel °al if jute, of &Penh a ka5 Bak USA, UM AG U.S. beaches and banks n the FDIC hosed Deposit Program. The Slit protection and the supplemental prouder, do net apply to these assets eve
ates o: the instance ~runes or sporron e he unit niestmerd trusts we ditnbute. — h addition to commissions received from the purchase and sale of NectShares hinds we ardor ar affiliate receive an asset-based revenue sharing payment from ~Rum disktmors. as ma as funding for technology development traini
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
ates o: the instance ~runes or sporron e he unit niestmerd trusts we ditnbute. — h addition to commissions received from the purchase and sale of NectShares hinds we ardor ar affiliate receive an asset-based revenue sharing payment from ~Rum disktmors. as ma as funding for technology development traini
acts and commodity opera contracts, • SectrItiel on lean to 1,85 Fnancial Services; ad • Depost accounts (except ceel if antes of deposit) at LBS Bak USA, IRS AG U.S. batches and bans n the FDIC hsured Deposit Program The 5IK protection and the Supplant/Mal protection do not apply to these assets ev
ates o: the instance ~runes or sporron e he unit niestmerd trusts we ditnbute. — h addition to commissions received from the purchase and sale of NectShares hinds we ardor ar affiliate receive an asset-based revenue sharing payment from ~Rum disktmors. as ma as funding for technology development traini
Entities connected to both Bak USA and NectShares

Ghislaine Maxwell
PERSONRussell 3000
ORGANIZATION
Condoleezza Rice
PERSONHarbor Boulevard
LOCATION
UBS AG
ORGANIZATIONWeehawken
LOCATIONNnandal
ORGANIZATIONOnline Services
ORGANIZATIONSCOTT STACK
ORGANIZATIONLBS AG
ORGANIZATIONBOSTON MA
LOCATIONLOS Statement of
ORGANIZATION
Prince Charles
PERSONClient Relationshp
PERSONFinnan
PERSONFutter
PERSONFirms
ORGANIZATIONThe Firma Cad Issuer
ORGANIZATIONBrie USA
LOCATIONLBS Fiuncial
LOCATION