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e wading torrmission at, other compered«, from mutual funds and 'mutant* compties whose products we destrbute. — We receive oxtur' Mexican from UK Bak USA (IBS AO Stamford Branch and nen.alf dieted barks trough our cash sweep program. This angensatim may beam:me* per accoune fee cr may be a percenta
s contracts and cownolty open contracts • Sectrities on loan to UB5 Financial Services; and • Depose accounts (excel °al if jute, of &Penh a ka5 Bak USA, UM AG U.S. beaches and banks n the FDIC hosed Deposit Program. The Slit protection and the supplemental prouder, do net apply to these assets eve
..—..._GM_000094fige 6 of 6 End of statement for account number vt 23697 SS CONFIDENTIAL EFTA01597548 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial Services), is a member of all prixipi socvdy, corny* andoptions exchanges UBS Financial Services and LBS Bale
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
11S4Y_GM_0000951§490 6 of 6 End of statement for account number Y1 23656 SS CONFIDENTIAL EFTA01597254 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial Services), is a member of all prixipi socvdy, corny* andoptions exchanges UBS Financial Services and LBS Bale
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
nro"0001000,390...0%359, CCM.* C.C.0.000,, 366,..,,,, GM 0000ge,ge 6 of 6 CONFIDENTIAL EFTA01597302 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial Services), is a member of all prixipi socvdy, corny* andoptions exchanges UBS Financial Services and LBS Bale
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
OIfty_Gm_00009eggie 8 of 8 End of statement for account number YI 45170 S5 CONFIDENTIAL EFTA01597352 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial Services), is a member of all prixipi socvdy, corny* andoptions exchanges UBS Financial Services and LBS Bale
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
680SSOCO.My 000.f.• 6 of 6 ad of statement for account numb. YI 23680 S5 CONFIDENTIAL EFTA01597500 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial Services), is a member of all prixipi socvdy, corny* andoptions exchanges UBS Financial Services and LBS Bale
acts and commodity opera contracts, • SectrItiel on lean to 1,85 Fnancial Services; ad • Depost accounts (except ceel if antes of deposit) at LBS Bak USA, IRS AG U.S. batches and bans n the FDIC hsured Deposit Program The 5IK protection and the Supplant/Mal protection do not apply to these assets ev
I 23575550 COMM Page S of 6 CONFIDENTIAL EFTA01597451 *UBS Your notes CONFIDENTIAL EFTA01597452 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial Services), is a member of all prixipi socvdy, corny* andoptions exchanges UBS Financial Services and LBS Bale
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
ilPF_GM_000097Pigge 6 of 6 End of statement for account number YI 45172 55 CONFIDENTIAL EFTA01597404 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial Services), is a member of all prixipi socvdy, corny* andoptions exchanges UBS Financial Services and LBS Bale
and precious metal caveats) nclaing fares contracts and canniocay option Centralia: and • Depose accounts (except certificates of deposit) at LBS Bak USA, LBS AG U.S. branches and bats in the FDIC t-sured Deposit Program. The 51K protection and the supplemental protection do not apply to these asset
option. . ....SY_GM_0001teet 20 of 20 End of statement for account number CONFIDENTIAL EFTA01597670 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial Services), is a member of all prixipi socvdy, corny* andoptions exchanges UBS Financial Services and LBS Bale
d pre itlis metal coronets), ncladng ham contracts and CalimOOty option contract; and • Depose eta:erns (except certificates of deposit) at 1.135 Bak USA, UK AG U.S. branches and barks n the FDIC Insured Deposit Program. The 5IK protection and the supplemental protection do not apply to these assets
ividend and interest income $0.01 $0.01 $280,229.04 SM_000101%lie 6 of 6 CONFIDENTIAL EFTA01597776 Important information about your statement LBS Fiuncial kthiices ex. (the Firma LBS Financial ServicerP, is a member of all prixipi sxvdy, cownaky andoptions exchrges UBS Friancsal Services and LBS Bak
Entities connected to both Bak USA and LBS Fiuncial

Ghislaine Maxwell
PERSONRussell 3000
ORGANIZATION
Condoleezza Rice
PERSONHarbor Boulevard
LOCATIONWeehawken
LOCATION
UBS AG
ORGANIZATIONNnandal
ORGANIZATIONLBS AG
ORGANIZATIONBOSTON MA
LOCATIONSCOTT STACK
ORGANIZATIONOnline Services
ORGANIZATIONLOS Statement of
ORGANIZATIONClient Relationshp
PERSONFirms
ORGANIZATIONFinnan
PERSONThe Firma Cad Issuer
ORGANIZATIONSecurein
PERSONFutter
PERSONLBS Smuts LLC
ORGANIZATIONCalvvirry
PERSON