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e wading torrmission at, other compered«, from mutual funds and 'mutant* compties whose products we destrbute. — We receive oxtur' Mexican from UK Bak USA (IBS AO Stamford Branch and nen.alf dieted barks trough our cash sweep program. This angensatim may beam:me* per accoune fee cr may be a percenta
s contracts and cownolty open contracts • Sectrities on loan to UB5 Financial Services; and • Depose accounts (excel °al if jute, of &Penh a ka5 Bak USA, UM AG U.S. beaches and banks n the FDIC hosed Deposit Program. The Slit protection and the supplemental prouder, do net apply to these assets eve
able dividends and taxable iterest earned on secaties hey nyotr octant net proceeds on sale turroadons, and cots basis on alien cowered seasilies Ccenmunications with the Firm • Flease recorsrerrn any oral corrwunicatens n writing to further protect your rights, including your rights under the Securities Me
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
taxable dividends and taxable Serest erred m secaties held n yotr octant net proceeds on sale turoadons, and corn basis on crun cowered seasilies Ccenmunications with the Firm • Neese re-col-Ann any oral cornrrunicaticets n writing to further protect your rights, including your rights under the Securities M
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
taxable dividends and taxable Serest erred m secaties held n yotr octant net proceeds on sale turoadons, and corn basis on crun cowered seasilies Ccenmunications with the Firm • Neese re-col-Ann any oral cornrrunicaticets n writing to further protect your rights, including your rights under the Securities M
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
taxable dividends and taxable Serest erred m secaties held n yotr octant net proceeds on sale turoadons, and corn basis on crun cowered seasilies Ccenmunications with the Firm • Neese re-col-Ann any oral cornrrunicaticets n writing to further protect your rights, including your rights under the Securities M
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
taxable dividends and taxable Serest erred m secaties held n yotr octant net proceeds on sale turoadons, and corn basis on crun cowered seasilies Ccenmunications with the Firm • Neese re-col-Ann any oral cornrrunicaticets n writing to further protect your rights, including your rights under the Securities M
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
taxable dividends and taxable Serest erred m secaties held n yotr octant net proceeds on sale turoadons, and corn basis on crun cowered seasilies Ccenmunications with the Firm • Neese re-col-Ann any oral cornrrunicaticets n writing to further protect your rights, including your rights under the Securities M
Entities connected to both Bak USA and Ccenmunications

Ghislaine Maxwell
PERSONRussell 3000
ORGANIZATION
Condoleezza Rice
PERSONHarbor Boulevard
LOCATION
UBS AG
ORGANIZATIONWeehawken
LOCATIONNnandal
ORGANIZATIONOnline Services
ORGANIZATIONLBS AG
ORGANIZATIONSCOTT STACK
ORGANIZATIONBOSTON MA
LOCATIONLOS Statement of
ORGANIZATIONFutter
PERSONLBS Fiuncial
LOCATIONBrie USA
LOCATIONThe Firma Cad Issuer
ORGANIZATIONClient Relationshp
PERSONSecurein
PERSONFinnan
PERSONFirms
ORGANIZATION