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e wading torrmission at, other compered«, from mutual funds and 'mutant* compties whose products we destrbute. — We receive oxtur' Mexican from UK Bak USA (IBS AO Stamford Branch and nen.alf dieted barks trough our cash sweep program. This angensatim may beam:me* per accoune fee cr may be a percenta
s contracts and cownolty open contracts • Sectrities on loan to UB5 Financial Services; and • Depose accounts (excel °al if jute, of &Penh a ka5 Bak USA, UM AG U.S. beaches and banks n the FDIC hosed Deposit Program. The Slit protection and the supplemental prouder, do net apply to these assets eve
and avian as clearly as you can why you believe it is an error a why you MOO more information. — Provide the dolt. amount of the suspected error. The Firma Cad Issuer will investigate yam complaint and will correct ay error premptly for akged errors Solving UBS Visandebi cad transactions 4 we take more than 10 b
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
and avian as clearly as you can why you believe it is an error a why you MOO more information. — Provide the dolt. amount of the suspected error. The Firma Cad Issuer will investigate yam complaint and will correct ay error premptly for akged errors Solving UBS Visandebi cad transactions 4 we take more than 10 b
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
and avian as clearly as you can why you believe it is an error a why you MOO more information. — Provide the dolt. amount of the suspected error. The Firma Cad Issuer will investigate yam complaint and will correct ay error premptly for akged errors Solving UBS Visandebi cad transactions 4 we take more than 10 b
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
eaplin as clearly as you can why you believe h is an error or why you need more information. — Provide the dolls. amount of the suspected error. The Firma Cad Issuer will investigate your complaint and will tarot wry error promptly for atoned errors reviving UBS Vaaedebe cad transactions. 4 we take more than 10
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
t and replan as clearly as you can why you bolero il is an error or why you needmom Marnalion — Provide the dollar amount of the suspected error. The Firma Cad Issuer will investigate yaw cormilaint and will correct any error promptly For eloped taws imaing Vesa•debit cad transactions, 4 we take more than 10 tu
acts and commodity opera contracts, • SectrItiel on lean to 1,85 Fnancial Services; ad • Depost accounts (except ceel if antes of deposit) at LBS Bak USA, IRS AG U.S. batches and bans n the FDIC hsured Deposit Program The 5IK protection and the Supplant/Mal protection do not apply to these assets ev
and avian as clearly as you can why you believe it is an error a why you MOO more information. — Provide the dolt. amount of the suspected error. The Firma Cad Issuer will investigate yam complaint and will correct ay error premptly for akged errors Solving UBS Visandebi cad transactions 4 we take more than 10 b
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
eaplin as clearly as you can why you believe h is an error or why you need more information. — Provide the dolls. amount of the suspected error. The Firma Cad Issuer will investigate your complaint and will tarot wry error promptly for atoned errors reviving UBS Vaaedebe cad transactions. 4 we take more than 10
and precious metal caveats) nclaing fares contracts and canniocay option Centralia: and • Depose accounts (except certificates of deposit) at LBS Bak USA, LBS AG U.S. branches and bats in the FDIC t-sured Deposit Program. The 51K protection and the supplemental protection do not apply to these asset
bout ani rola" as clearly as you can why you Nano b is an error a way you need TOM nformalion. — Provide the dolls- anwun of the suspected error. The Firma Cad Issuer will investigate you- complaint and will roma any goer promptly For atoned moms inoling LOS Visaldebe cad transactions. if we take more than 10 ba
d pre itlis metal coronets), ncladng ham contracts and CalimOOty option contract; and • Depose eta:erns (except certificates of deposit) at 1.135 Bak USA, UK AG U.S. branches and barks n the FDIC Insured Deposit Program. The 5IK protection and the supplemental protection do not apply to these assets
about, aid open as dearly as you can why you believe h is an ma a why you need more info-maim. - Provide the doll. annoux of the suspected error. The Firma Cad Issuer will investigate your complaint and will correct any error promptly Foe aimed errors inotvng Viseedebit cad transactions. 4 we take more than 10
Entities connected to both Bak USA and The Firma Cad Issuer

Ghislaine Maxwell
PERSONRussell 3000
ORGANIZATIONHarbor Boulevard
LOCATION
Condoleezza Rice
PERSONWeehawken
LOCATION
UBS AG
ORGANIZATIONNnandal
ORGANIZATIONBOSTON MA
LOCATIONLBS AG
ORGANIZATIONOnline Services
ORGANIZATIONSCOTT STACK
ORGANIZATIONLOS Statement of
ORGANIZATIONFinnan
PERSONLBS Fiuncial
LOCATIONFutter
PERSONFirms
ORGANIZATIONClient Relationshp
PERSONSecurein
PERSONLIES Vise
ORGANIZATIONFinis Client Relations Department
ORGANIZATION