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e wading torrmission at, other compered«, from mutual funds and 'mutant* compties whose products we destrbute. — We receive oxtur' Mexican from UK Bak USA (IBS AO Stamford Branch and nen.alf dieted barks trough our cash sweep program. This angensatim may beam:me* per accoune fee cr may be a percenta
s contracts and cownolty open contracts • Sectrities on loan to UB5 Financial Services; and • Depose accounts (excel °al if jute, of &Penh a ka5 Bak USA, UM AG U.S. beaches and banks n the FDIC hosed Deposit Program. The Slit protection and the supplemental prouder, do net apply to these assets eve
es: Cal 844412-0986 or from outside the US Call201-352-1495 • In case of errors a cueslions about an electronic lords transfer (UM bill payment or UBS Vide debit cad transactions, cal 800-762-1000. or write to UBS F'nannal Streets Ix., 1000 Harbor Blvd. 61h flOOr. Weehawken, id 07086, Attn: RIMISSA Se
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
es: Cal 844412-0986 or from outside the US Call201-352-1495 • In case of errors a cueslions about an electronic lords transfer (UM bill payment or UBS Vide debit cad transactions, cal 800-762-1000. or write to UBS F'nannal Streets Ix., 1000 Harbor Blvd. 61h flOOr. Weehawken, id 07086, Attn: RIMISSA Se
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
es: Cal 844412-0986 or from outside the US Call201-352-1495 • In case of errors a cueslions about an electronic lords transfer (UM bill payment or UBS Vide debit cad transactions, cal 800-762-1000. or write to UBS F'nannal Streets Ix., 1000 Harbor Blvd. 61h flOOr. Weehawken, id 07086, Attn: RIMISSA Se
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
es: Cal 844412-0986 or from outside the US Call201-352-1495 • In case of errors a cueslions about an electronic lords transfer (UM bill payment or UBS Vide debit cad transactions, cal 800-762-1000. or write to UBS F'nannal Streets Ix., 1000 Harbor Blvd. 61h flOOr. Weehawken, id 07086, Attn: RIMISSA Se
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
es: Cal 844412-0986 or from outside the US Call201-352-1495 • In case of errors a cueslions about an electronic lords transfer (UM bill payment or UBS Vide debit cad transactions, cal 800-762-1000. or write to UBS F'nannal Streets Ix., 1000 Harbor Blvd. 61h flOOr. Weehawken, id 07086, Attn: RIMISSA Se
acts and commodity opera contracts, • SectrItiel on lean to 1,85 Fnancial Services; ad • Depost accounts (except ceel if antes of deposit) at LBS Bak USA, IRS AG U.S. batches and bans n the FDIC hsured Deposit Program The 5IK protection and the Supplant/Mal protection do not apply to these assets ev
es: Cal 844412-0986 or from outside the US Call201-352-1495 • In case of errors a cueslions about an electronic lords transfer (UM bill payment or UBS Vide debit cad transactions, cal 800-762-1000. or write to UBS F'nannal Streets Ix., 1000 Harbor Blvd. 61h flOOr. Weehawken, id 07086, Attn: RIMISSA Se
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
es: Cal 844412-0986 or from outside the US Call201-352-1495 • In case of errors a cueslions about an electronic lords transfer (UM bill payment or UBS Vide debit cad transactions, cal 800-762-1000. or write to UBS F'nannal Streets Ix., 1000 Harbor Blvd. 61h flOOr. Weehawken, id 07086, Attn: RIMISSA Se
Entities connected to both Bak USA and UBS Vide
Russell 3000
ORGANIZATION
Ghislaine Maxwell
PERSON
Condoleezza Rice
PERSONHarbor Boulevard
LOCATIONWeehawken
LOCATION
UBS AG
ORGANIZATIONNnandal
ORGANIZATIONOnline Services
ORGANIZATIONBOSTON MA
LOCATIONLBS AG
ORGANIZATIONLOS Statement of
ORGANIZATIONSCOTT STACK
ORGANIZATIONLBS Fiuncial
LOCATIONFinnan
PERSONThe Firma Cad Issuer
ORGANIZATIONFirms
ORGANIZATIONFutter
PERSONBrie USA
LOCATIONClient Relationshp
PERSONSecurein
PERSON