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e wading torrmission at, other compered«, from mutual funds and 'mutant* compties whose products we destrbute. — We receive oxtur' Mexican from UK Bak USA (IBS AO Stamford Branch and nen.alf dieted barks trough our cash sweep program. This angensatim may beam:me* per accoune fee cr may be a percenta
s contracts and cownolty open contracts • Sectrities on loan to UB5 Financial Services; and • Depose accounts (excel °al if jute, of &Penh a ka5 Bak USA, UM AG U.S. beaches and banks n the FDIC hosed Deposit Program. The Slit protection and the supplemental prouder, do net apply to these assets eve
ding CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percent
id peccus metal antrattsL oncludag Iuues COntracIS and fofnmodity arnica contacts; and • Deposit accosts (except certificates of deposit) at 1.8$ Bak USA, UBS AG US. branches and bras 6 the FDIC Insured Deposit Program. The SIPC protection and the supplomental protean do not apply to there asset own
nd paten metal contracts), incleng futures contracts and cornodity option contract,, and • Deposit uproots (except certificates d deposit) at UBS Brie USA. UBS AG U S. branches and bat 6 the FDIC Insured Deposit Program. The SIP( protection and the upplerneoul protection do not apply to there onsets
and phis cus metal contracts), mann; loses contracts arid commodity op ion contracts, and • Deposit mewls (except certificates of dromit) at UBS Brie USA, (IBS AGO S. branches and bales 6 the FDIC Insured Deposit Program. The SIP( protection and the sodOwneotal protection do not apply to thew anus e
change and deo:usmetal antral* niktng futures contracts at commodity opt ion contracts; and • Deposit moans (except certificates of depot* at USG Bak USA, UK AG US. braces rid Baas 6 the FDIC Insured Deposit Program. The 51K protection and the stoplimmtal protection do not apply to there **own if th
tradng (modem% an other candrealcn from mutual funds and entrance company; whose donne we Morbid* CONFIDENTIAL — We grew (ColperbStilial Iran WS Brie USA, CBS AG Surrdoni Branch and newaff dieted banks tFrouts our cash creep Foo7aTh That compensation may beano-thy per roost fee or may be a percenta
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
ding CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percent
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
ding CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percent
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
ding CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percent
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
ding CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percent
acts and commodity opera contracts, • SectrItiel on lean to 1,85 Fnancial Services; ad • Depost accounts (except ceel if antes of deposit) at LBS Bak USA, IRS AG U.S. batches and bans n the FDIC hsured Deposit Program The 5IK protection and the Supplant/Mal protection do not apply to these assets ev
ding CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percent
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
ding CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percent
Entities connected to both Bak USA and Brie USA
Russell 3000
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Ghislaine Maxwell
PERSON
Condoleezza Rice
PERSONHarbor Boulevard
LOCATIONWeehawken
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UBS AG
ORGANIZATIONNnandal
ORGANIZATIONOnline Services
ORGANIZATIONSCOTT STACK
ORGANIZATIONLBS AG
ORGANIZATIONBOSTON MA
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Vicky Ward
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ORGANIZATIONLOS Statement of
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PERSONBank USA
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