3
Shared Docs
3
Same-Page
4 / 3
Mentions
e wading torrmission at, other compered«, from mutual funds and 'mutant* compties whose products we destrbute. — We receive oxtur' Mexican from UK Bak USA (IBS AO Stamford Branch and nen.alf dieted barks trough our cash sweep program. This angensatim may beam:me* per accoune fee cr may be a percenta
s contracts and cownolty open contracts • Sectrities on loan to UB5 Financial Services; and • Depose accounts (excel °al if jute, of &Penh a ka5 Bak USA, UM AG U.S. beaches and banks n the FDIC hosed Deposit Program. The Slit protection and the supplemental prouder, do net apply to these assets eve
ed upon for tax purposes. Clients should reset to the applicatie lax reporting forms they nicely* Iron 1)85 amually, such as the Forms 1099 and the Farris 480. for tax reporting information. It is the practice of UBS to file the applicatle la ripening forms SIh the US Internal Revenue Service and PR Tr
change and deo:usmetal antral* niktng futures contracts at commodity opt ion contracts; and • Deposit moans (except certificates of depot* at USG Bak USA, UK AG US. braces rid Baas 6 the FDIC Insured Deposit Program. The 51K protection and the stoplimmtal protection do not apply to there **own if th
relied upon for tar purposes. Clients should refer to the actricae tae reporting forms they recent Iran UBS amualy, such as the forms 1099 and the Farris 480. for lax reporting information It Is the practice of UK to He the appicalle tar rezoning forms wth the US intend Revenue Sew/ and PR Treasury De
ats of UBS Fruntial Seniors Inc Ion Smarm, is a egghead smite ma rol visa Innate 1.65 Wm Sights* neat cads aidleS Vila dad Cats at issued by 1*5 Bak USA web phintwon troon pea USA iterporaca UK Financial Stones Inc Rev 201407 SDNY_GM_00026245 EFI'A_00136865 EFTA01277772 *UBS UBS Financial Ser
ices and WS Bank USA n rdrect 'uteri:Sarin of LES AG and affiliates of LES Secisitin UC. The Fim's financial statement is available upon murex The Farris went:* offices are a: LES sinmoul Serous Ix. 1200 Harbor Boulevard Weehawken, t0 07086 Ibis natement represents the any official record of your
Entities connected to both Bak USA and Farris

Ghislaine Maxwell
PERSON
Condoleezza Rice
PERSONRussell 3000
ORGANIZATIONHarbor Boulevard
LOCATION
UBS AG
ORGANIZATION
George W. Bush
PERSONWeehawken
LOCATION
Puerto Rico
LOCATION
Vicky Ward
PERSONSCOTT STACK
ORGANIZATION
Stanford University
LOCATION
Prince Charles
PERSONNnandal
ORGANIZATIONOnline Services
ORGANIZATIONLBS AG
ORGANIZATIONBOSTON MA
LOCATION
U.S. Treasury
ORGANIZATION
U.S. Senate
ORGANIZATIONLOS Statement of
ORGANIZATIONBank USA
ORGANIZATION