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e wading torrmission at, other compered«, from mutual funds and 'mutant* compties whose products we destrbute. — We receive oxtur' Mexican from UK Bak USA (IBS AO Stamford Branch and nen.alf dieted barks trough our cash sweep program. This angensatim may beam:me* per accoune fee cr may be a percenta
s contracts and cownolty open contracts • Sectrities on loan to UB5 Financial Services; and • Depose accounts (excel °al if jute, of &Penh a ka5 Bak USA, UM AG U.S. beaches and banks n the FDIC hosed Deposit Program. The Slit protection and the supplemental prouder, do net apply to these assets eve
on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00009882 CONFIDENTIAL EFTA01597549 Important
...charge and mucus metal contracts), magma futures onads and commodity option contract, and • Deposit weans Incept certificates of &posh) at WS Bak USA, IRS AG U.S. brans sod bats it the FDIC hared Deposit Program. The SIPC protection and the upplemental protection do not apply to those assets eve
Mermen:a on the I mrs krdrg prances and discbsuns. tem to you Chan Rettlicnshp Agreement a Accosre Agewnwit and the Genteel Terms and Conditions. LOS Statement of Credit Practices imismemeots and Discbares mi•io ohtmerrnetoebrio• Atm SDNY_GM_00023040 EFTA_00133660 EFTA01275627 I inportant information a
change and deo:usmetal antral* niktng futures contracts at commodity opt ion contracts; and • Deposit moans (except certificates of depot* at USG Bak USA, UK AG US. braces rid Baas 6 the FDIC Insured Deposit Program. The 51K protection and the stoplimmtal protection do not apply to there **own if th
ormation on the Stars lercIng practices ad cambiums. refer to you Clem Retelicashi> agreement cr 'Wan Atywmnt and the General Tenn and Conditions. LOS Statement of Credit Practices assailable in Asmements and Oiscburres at yraw. nh raa. ',era}, SDNY_G M_0002 3280 EFTA 00133900 EFTA01275671 I yorlaut infor
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00009588 CONFIDENTIAL EFTA01597255 Important
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00009636 CONFIDENTIAL EFTA01597303 Important
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00009686 CONFIDENTIAL EFTA01597353 Important
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00009834 CONFIDENTIAL EFTA01597501 Important
acts and commodity opera contracts, • SectrItiel on lean to 1,85 Fnancial Services; ad • Depost accounts (except ceel if antes of deposit) at LBS Bak USA, IRS AG U.S. batches and bans n the FDIC hsured Deposit Program The 5IK protection and the Supplant/Mal protection do not apply to these assets ev
on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00009786 CONFIDENTIAL EFTA01597453 Important
ontracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets
on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00009738 CONFIDENTIAL EFTA01597405 Important
and precious metal caveats) nclaing fares contracts and canniocay option Centralia: and • Depose accounts (except certificates of deposit) at LBS Bak USA, LBS AG U.S. branches and bats in the FDIC t-sured Deposit Program. The 51K protection and the supplemental protection do not apply to these asset
on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00010008 CONFIDENTIAL EFTA01597671 Important
Entities connected to both Bak USA and LOS Statement of
Russell 3000
ORGANIZATION
Ghislaine Maxwell
PERSON
Condoleezza Rice
PERSONHarbor Boulevard
LOCATIONWeehawken
LOCATION
UBS AG
ORGANIZATIONNnandal
ORGANIZATIONBOSTON MA
LOCATIONOnline Services
ORGANIZATIONSCOTT STACK
ORGANIZATIONLBS AG
ORGANIZATION
Puerto Rico
LOCATION
Vicky Ward
PERSON
Prince Charles
PERSONBrie USA
LOCATIONFirms
ORGANIZATIONHamel
PERSONFinnan
PERSON
U.S. Treasury
ORGANIZATIONLBS Fiuncial
LOCATION