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on mutual funds to oat cent we mock, our /Baal* receive revenue *Wing Payments from distributors a-dor advisors of the impact funds that we sell. Theseamounts are based on two dean COMP:nentf- tlY amcentol sale, by UBS of a pa-titular mutual fund family to our clients,: and CO the asset value of ape-hoa
nsation. - In addition to commissions on safes and I 2b-I fees received n correction web the dabibution of nvattW Itrids to our slants we make our Alfas flan ttvonut daring ParsInts from distributors ado adinces of the mutat funds that we sell. These anoints are based on two deferent SOMPSnentf-
stnbution issuer lend to modems we aura our Alfas "Rave reverse Sharing Parrots born distributors ardor athisors of the mAal funds that we sell. Theseamounts are based on two deferent COMPOnentf- tiv amant ol sale, by UBS des partkula mutual fund I amiki to our clingy and CO the asset value of a partic
nal compensation. — In addition to commissions on sales and 12b-I fees received in correction Mn the distnbution issuer lend to modems we aura our Alfas "Rave reverse Sharing Parrots born distributors ardor athisors of the mAal funds that we sell. Theseamounts are based on two deferent COMPOnentf
nbution of mutual finds to modems we aura our Alfas "Rave revenue Sharing Parrott horn distributors odor adieus of the makil funds that we sell. Theseamounts are based on two deferent COMPOnentf- tiv amount ol sale, by UBS of partkula mutual fund I amik. to our (lies and CO the asset value of apathySr
pensation. — In addition lo commiseons on sales and 12b1 fees recent n ea-racoon with the distribution of mutual Ittids to our c fonts we nuke our Alfas receive mania, Sharing Parente horn distributors ado advisers of the mAki funds that we sell. Theseanoints are based on two defence rsetaxnenrs 0
Entities connected to both Theseamounts and Alfas

Condoleezza Rice
PERSONRussell 3000
ORGANIZATION
Stanford University
LOCATIONNnandal
ORGANIZATIONHarbor Boulevard
LOCATION
Ghislaine Maxwell
PERSONMaxie
PERSONUnion City
LOCATIONLOS AG
ORGANIZATIONWS AG
ORGANIZATION
Vicky Ward
PERSONUBS Online Services
ORGANIZATIONWeehawken
LOCATIONCayman
LOCATION
Puerto Rico
LOCATION
United States
LOCATION
NEW YORK NY
LOCATIONUBS Bank
ORGANIZATIONBank USA
ORGANIZATIONSCOTT STACK
ORGANIZATION