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n Medicine Inc 1/16/14 25000 857,115 1,330,000 1,705,000 847,885 General Electric 10/20/17 75,000 1.127.899 1,371,750 1,308,750 180,851 Sangamo Therapeutics Inc 5/28/13 40,000 337.771 848.000 856.(1® 318.229 Total Southern Financial LLC-Equities (TD) 2,322,785 5,080,315 3,669,750 1,346,965 Southern T
00 97,310 ON Semiconductor 6/8/17 12,000 200,038 240.980 251,280 51,242 Tencent Holdings 11/2/17 20,000 986280 511750 1,038720 52,440 KBW Regional Bank ETF 11/16/17 9.000 50167 533.970 520,650- 26,483 ING 414/17 25,000 37 %)3/4 452_50Q 7,580,520 461.500 8,258,490 $11-002 768,390 Total Sout
962.506 ALPS ETF Alerian MLP 1/12/18 40 000 500 956 - 490,200 -10756 -6,750 Utility Sector Spider XLU 1/12/18 (400) 49448 - (505,296) Sangamo Therapeutics Inc 5/28/13 40,000 337 771. 656.000 834.000 496.229 Total Southern Financial LLC - Equities (TD) 3,286,701 3,669,750 4,575,154 1,288,453 South
,183.400 197.120 New York Community Bancorp 1/10/18 40,000 545,212 - 565,400 21,188 Cummins Inc 1/19/18 4,000 755.600 - 752,000 3.600 KBW Regional Bank ETF 11/18/17 9,000 503,167 529.650 560.700 57,533 ING 4/4/17 25,000 373.500 461 500 492 500 119.000 Total Southern Trust Co. - Equities (Me
rien MLP 1/12/18 40,000 500,956 402,910 434,300 -66,656 Utility Sector Spider XLU 1/12/18 (9,900) (499,546) (500,247) (510,444) -10,898 Sangamo Therapeutics Inc 5/28/13 40,000 337 771 760.400 QUM ULM 936,655 Total Southern Financial LLC - Equities (1V) 3,286,701 4,316,413 4,223,356 Southern Trust C
028,951 1,049,000 20,049 Raytheon 2/7/18 2,400 498,840 517,968 491,856 -6,984 Raytheon 3/20/18 3,600 763,284 776,952 737,784 -25,500 KBW Regional Bank ETF (KRE) 3/26/18 20,000 1.210.847 1,182,755 1,232,800 21,953 XLF Financial Sector 11/16/17 10,000 262,800 275,700 274,500 11,700 XLF Finan
Entities connected to both Sangamo Therapeutics Inc and KBW Regional Bank ETF

Richard Kahn
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PERSONDarren Indyke
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