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s: Thank you Purchase Quantity Asset Description Date Cost Ascena Retail Group Inc. (Formerly Dress 1/16/01 70,500 1,500,000 Barn 1.3.11) Foundation Medicine Inc 1/16/14 49,830 1,265,037 Sangamo Therapeutics Inc 5/28/13 50,000 422,214 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor
Date Cost Ascena Retail Group Inc. (Formerly Dress 1/16/01 70,500 1,500,000 Barn 1.3.11) Foundation Medicine Inc 1/16/14 49,830 1,265,037 Sangamo Therapeutics Inc 5/28/13 50,000 422,214 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 On Oct 10, 2017, at 2:09 PM, < w
erred in are as follows: Thank you Purchase Quantity A§FehPRVIEIP@R&ip Inc. (Formerly Dress Barn 1.3.11) Date 1/16/01 70,500 Cost 1,500,000 Foundation Medicine Inc 1/16/14 49.830 1,265,037 Sangamo Therapeutics Inc 5/28/13 50,000 422,214 Richard Kahn New York NY 10022 Phon Cel On Oct 10 2017 at 2:09 P
y A§FehPRVIEIP@R&ip Inc. (Formerly Dress Barn 1.3.11) Date 1/16/01 70,500 Cost 1,500,000 Foundation Medicine Inc 1/16/14 49.830 1,265,037 Sangamo Therapeutics Inc 5/28/13 50,000 422,214 Richard Kahn New York NY 10022 Phon Cel On Oct 10 2017 at 2:09 PM. < wrote: Hello, Richard. I wanted to follow up wi
569.914 54.448 Total Southern Financial LLC - Equities (DB) 67,980,504 75,563,227 76,737,698 8,757,193 Southern Financial LW - Equities (TO) Foundation Medicine Inc 1/16/14 25,000 857,115 1.705.000 1,735,000 877,885 General Electric 10/20/17 75,000 1,127,899 1,308,750 1,212„750 806500 84,851 -154,0
962.506 ALPS ETF Alerian MLP 1/12/18 40 000 500 956 - 490,200 -10756 -6,750 Utility Sector Spider XLU 1/12/18 (400) 49448 - (505,296) Sangamo Therapeutics Inc 5/28/13 40,000 337 771. 656.000 834.000 496.229 Total Southern Financial LLC - Equities (TD) 3,286,701 3,669,750 4,575,154 1,288,453 South
90.281 -25.185 Total Southern Financial LLC - Equities (DB) 77,399,351 76,348,886 80,008,584 2,807,213 Southern Financial LLC - Equities (TO) Foundation Medicine Inc 1/18/14 25,000 857,115 1,968,750 1,908,750 1,051,635 General Electric 10/20/17 75,000 1127,899 1011,000 1,055,250 -72649 -259,008 Gene
rien MLP 1/12/18 40,000 500,956 402,910 434,300 -66,656 Utility Sector Spider XLU 1/12/18 (9,900) (499,546) (500,247) (510,444) -10,898 Sangamo Therapeutics Inc 5/28/13 40,000 337 771 760.400 QUM ULM 936,655 Total Southern Financial LLC - Equities (1V) 3,286,701 4,316,413 4,223,356 Southern Trust C
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