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ritrade, Inc. and TD Amedtrade Clearing, Inc., members FINFtAISIPC. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company. Inc. and The Toronto-Dominion Bank. 0 2016 TD Ameritrade IP Company. Inc. CONFM4ENTIAL EFTA_00122821 EFTA01268294
ing the transfer from, (dated within 90 days) In order for the transfer to be processed. Please submit the completed form to TO Ameritrade Attn: TO Amentrade, PO Box 2760, Omaha, NE 68103.2760 or fax to 866.468-6268. "If you are requesting to transfer from your Qualified Retirement Plan, please contact yo
itrade, Inc. and TD Ameritrade Clearing, Inc., members FINFtA/SIPC. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. 2018 TD Ameritrade. CONFIDENTIAL SONY_GM_OOltgaggS ortng EFTA_001229 I 5 EFTA01268362
able proprietary money market and mutual fund assets that are part of my account and to transfer the resulting credit balance to my account with TO Amentrade. If the fund is unable to be held by TO Ameritrade. I (please initial here) authorize the Transferor fo liquidate and transfer as cash. C 0 E N T
ritrade. Inc. and TO Ameritrade Clearing, Inc., members FINRAISIPC. TO Ameritrade is a trademark jointly owned by TO Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. CI 2016 TD Ameritrade IP Company, Inc. Pap 4 of 4 TOAI90 F07/16 EFTA01268386
our TD Ameritrado Account (The registration of the account being transferred should match your TO Ameritrade account and the Tax ID for both the TO Amentrade account and account being transferred.) Account Number ' • (Onty one per form Account Fterastrati SOUTHERN FINANCIAL LLC Social Security/Tax
itrade, Inc. and TO Ameritrade Clearing, Inc., members FINFtA/SIPC. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. 2018 TD Ameritrade. CONFIDENTIAL SONY_GM_OOrnefabc cdng EFTA_00123058 EFTA01268456
er Porn your Qualified Retirement Plan, please contact your plen administrator; this form may not be required. If you are transferdng between two TO Amentrade accounts, please use the Internal transfer form. Please note you cannot use this form fo transfer from a standard checking account and/or savings ac
ritrade. Inc. and TO Arneritrade Clearing, Inc., members FINRNSIPC. TD Ameritrade is a trademark jointly owned by TD Amoritrade IP Company, Inc. and The Toronto-Dominion Bank. 0 2018 TO Ameritrade. Page 3 ci 3 IDA 190 F 03118 EFTA01268450
our TD Ameritrade Account (The registration of the account being transferred should match your TO Ameritrade account and the Tax ID for both the TO Amentrade account and account being transferred.) Account Number (Required): one per form) 867-730320 Account RegIstratIonfrdle: SOUTHERN FINANCIAL LLC S
Entities connected to both The Toronto-Dominion Bank and Amentrade

Omaha
LOCATION
TD Ameritrade
ORGANIZATIONTrust Companies
ORGANIZATIONthe Tax ID
ORGANIZATIONTD Ameritrade, Inc.
ORGANIZATIONIndividual to Joint
ORGANIZATIONLiquidation Transfer
ORGANIZATIONNo Bank Guarantee '
ORGANIZATIONTD Ameritrade Clearing, Inc.
ORGANIZATIONTD Ameritrade IP Company, Inc.
ORGANIZATIONTD Ameritrade Attn
ORGANIZATIONTD AMERITRADE CLIENT
ORGANIZATIONClearing, Inc.
ORGANIZATIONTD Ameritrade. Inc.
ORGANIZATIONBank/Credit Union
ORGANIZATIONORedeem
PERSONFINRNSIPC
ORGANIZATIONK SEP IRA
ORGANIZATIONPartial Transfers
ORGANIZATIONBanks, Insurance/Annuity
ORGANIZATION