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ritrade, Inc. and TD Ameritrade Clearing, Inc., members riNnAtairc. TO Ameritrade is a trademark jointly owned by TO Ameritrade IP Company. Inc. and The Toronto-Dominion Bank. O 2G18 TD Ameritrade. CONFIDENTIAL SDNY_GM_000WISOF 03,18 EFTA_00122805 EFTA01268281 (Page 1 0! 1) Page 1 From: "KOFAX PROD PROCESS" Dat
/lit or -ALL) 1. CASH 5,000,000 S. AMZN 1,000 2. GOOG 3,000 6. BABA 5,000 3. CVNA 25.000 7. BIIB 2.095 4. UTX 15,000 8. KPTI 25,000 B. BANK/CREDIT UNION & ANNUITY TRANSFER Transfer cash only. Unless otherwise Indicated, all cash will be transferred. Banks, Annuity, and Trust Companies require Original Client
ritrade, Inc. and TO Amerilrade Clearing, Inc., members FINRNSIPC. 'ID Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. O 2018 TD Ameritrade. Piga 3e1 3 TDA 190F 0lit8 EFTA01268463
eal Transfers Only) Quantity (Indicate ll of stole shares or'AU.7 1. 539439AG4 1,903,000 5. 2. AAPL 180,000 6. 3. APO 263,157 7. 4. 8. B. BANK/CREDIT UNION & ANNUITY TRANSFER Transfer cash only. Unless otherwise Indicated, all cash will be transferred. Banks, Annuity, and Trust Companies require Original Client
ritrade. Inc. and TO Arneritrade Clearing, Inc., members FINRNSIPC. TD Ameritrade is a trademark jointly owned by TD Amoritrade IP Company, Inc. and The Toronto-Dominion Bank. 0 2018 TO Ameritrade. Page 3 ci 3 IDA 190 F 03118 EFTA01268450
,000 2. 172967.25 3,000,000 6. 361860208 80,000 3. 172967341 79,000 7. A29866A85 2,000,000 4. 17453BAW1 1,000,000 8. 46625HHA1 5,780,000 B. BANK/CREDIT UNION & ANNUITY TRANSFER Transfer cash only. Unless otherwise Indicated, all cash will bo transferred. Banks, Annuity, and Trust Companies require Original Client
Entities connected to both The Toronto-Dominion Bank and B. BANK/CREDIT UNION & ANNUITY

TD Ameritrade
ORGANIZATION
Omaha
LOCATIONTrust Companies
ORGANIZATIONthe Tax ID
ORGANIZATIONLiquidation Transfer
ORGANIZATIONIndividual to Joint
ORGANIZATIONNo Bank Guarantee '
ORGANIZATIONMedallion Signature Guarantee
ORGANIZATIONTD Ameritrade Attn
ORGANIZATIONTD AMERITRADE CLIENT
ORGANIZATIONthe Mutual Fund s
ORGANIZATIONSocial Security/Tax
ORGANIZATIONBank/Credit Union
ORGANIZATIONORedeem
PERSONFINRNSIPC
ORGANIZATIONSigne
PERSONEl Roth
ORGANIZATION